Yorktown Management & Research Company’s First Trust Switzerland AlphaDEX Fund FSZ Stock Holding History

Yorktown Management & Research Company’s Portfolio FSZ Stock Details FSZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-7,000	Closed	-$286K	–	356
2016 Q4	$286K	Hold	7,000	–	–	0.07%	161
2016 Q3	$288K	Hold	7,000	–	–	0.06%	176
2016 Q2	$270K	Hold	7,000	–	–	0.06%	200
2016 Q1	$280K	Hold	7,000	–	–	0.05%	235
2015 Q4	$280K	Hold	7,000	–	–	0.05%	271
2015 Q3	$261K	Hold	7,000	–	–	0.04%	308
2015 Q2	$281K	Hold	7,000	–	–	0.05%	289
2015 Q1	$282K	Hold	7,000	–	–	0.05%	255
2014 Q4	$266K	Buy	+7,000	New	+$268K	0.06%	239

Other funds holding FSZ

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Yorktown Management & Research Company's FSZ Position: Q1 2017 in Review

Yorktown Management & Research Company sold out of First Trust Switzerland AlphaDEX Fund (FSZ) in Q1 2017, closing a stake of 7,000 shares — an estimated $286K sold.

Yorktown Management & Research Company first reported a position in FSZ in Q4 2014 and held it in 9 quarters. The position peaked at $288K in Q3 2016. 28 funds tracked by Wall St. Rank hold FSZ as of Q1 2017.

Yorktown Management & Research Company reported no remaining First Trust Switzerland AlphaDEX Fund position as of Q1 2017 after selling out during the quarter.
Yorktown Management & Research Company sold 7,000 First Trust Switzerland AlphaDEX Fund shares in Q1 2017, an estimated $286K.
Yorktown Management & Research Company first reported a position in First Trust Switzerland AlphaDEX Fund in Q4 2014 and held it in 9 quarters.
Yorktown Management & Research Company's First Trust Switzerland AlphaDEX Fund position peaked at $288K in Q3 2016.
28 funds tracked by Wall St. Rank held First Trust Switzerland AlphaDEX Fund as of Q1 2017.

Based on Yorktown Management & Research Company's 13F filing for Q1 2017, filed 4 May 2017.