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First Trust Switzerland AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$10.9M +$3.35M +87,513 +44%
AP
2
Atwood & Palmer
Missouri
$9.23M +$4.15M +108,495 +81%
Morgan Stanley
3
Morgan Stanley
New York
$8.9M -$6.18M -161,372 -41%
Wells Fargo
4
Wells Fargo
California
$2.03M +$2.01M +52,619 +8,046%
Bank of America
5
Bank of America
North Carolina
$1.4M +$570K +14,886 +68%
UBS Group
6
UBS Group
Switzerland
$1.37M +$1.38M +35,985 New
VKH
7
Virtu KCG Holdings
New York
$1.29M +$372K +9,705 +40%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.22M -$297K -7,765 -19%
RJA
9
Raymond James & Associates
Florida
$1.09M -$670K -17,493 -38%
JP Morgan Chase
10
JP Morgan Chase
New York
$933K -$1.3M -33,898 -58%
Ameriprise
11
Ameriprise
Minnesota
$809K -$90.3K -2,358 -10%
Stifel Financial
12
Stifel Financial
Missouri
$792K +$163K +4,256 +26%
Jane Street
13
Jane Street
New York
$662K +$366K +9,555 +122%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$613K +$617K +16,123 New
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$513K -$8.5M -221,849 -94%
YMRC
16
Yorktown Management & Research Company
Virginia
$266K +$268K +7,000 New
MFS
17
MSI Financial Services
Massachusetts
$11K
FSIM
18
F-Squared Investment Management
Massachusetts
-$106M -2,720,129 Closed
JG
19
Jefferies Group
New York
-$1.15M -29,460 Closed
PI
20
Placemark Investments
Illinois
-$1.15M -29,307 Closed
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
-$820K -21,009 Closed
LPL Financial
22
LPL Financial
California
-$620K -16,062 Closed
B
23
Baird
Wisconsin
-$354K -9,070 Closed
WEC
24
Winslow Evans & Crocker
Massachusetts
-$40.5K -1,040 Closed
Deutsche Bank
25
Deutsche Bank
Germany
-$22.1K -577 -98%