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First Trust Switzerland AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$36.5M -$2.37M -37,281 -6%
Vontobel Holding
2
Vontobel Holding
Switzerland
$7.18M -$4.33K -68 -0.1%
Morgan Stanley
3
Morgan Stanley
New York
$7.12M -$1.72M -27,015 -20%
Wells Fargo
4
Wells Fargo
California
$2.8M -$10.9K -171 -0.4%
BFEC
5
Benjamin F. Edwards & Company
Missouri
$2.26M +$39.8K +625 +2%
SC
6
Syon Capital
California
$1.99M +$30.1K +473 +2%
Jane Street
7
Jane Street
New York
$1.45M -$1.27M -20,018 -47%
CCA
8
Cottonwood Capital Advisors
Utah
$1.2M -$2.74K -43 -0.2%
PCH
9
PGIM Custom Harvest
New Jersey
$740K -$6.24K -98 -0.8%
CIBC World Market
10
CIBC World Market
Ontario, Canada
$718K +$709K +11,141 New
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$478K +$126K +1,972 +36%
Citadel Advisors
12
Citadel Advisors
Florida
$434K -$197K -3,096 -32%
Stifel Financial
13
Stifel Financial
Missouri
$405K -$269K -4,231 -40%
RJA
14
Raymond James & Associates
Florida
$331K -$2.74K -43 -0.8%
HighTower Advisors
15
HighTower Advisors
Illinois
$321K -$55.8K -877 -15%
LPL Financial
16
LPL Financial
California
$318K -$36.4K -572 -10%
TFA
17
Transamerica Financial Advisors
Florida
$303K
SG
18
StoneX Group
New York
$208K
Osaic Holdings
19
Osaic Holdings
Arizona
$185K +$8.85K +139 +5%
IAIM
20
International Assets Investment Management
Florida
$32.5K +$32.1K +504 New
MG
21
Mather Group
Illinois
$31.9K +$31.8K +500 New
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$21K
UBS Group
23
UBS Group
Switzerland
$8.06K -$4.14K -65 -34%
JP Morgan Chase
24
JP Morgan Chase
New York
$7.54K
Comerica Bank
25
Comerica Bank
Texas
$4.84K +$127 +2 +3%