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First Trust Switzerland AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$70.7M +$4.79M +77,345 +7%
Morgan Stanley
2
Morgan Stanley
New York
$11.3M +$6.71M +108,479 +137%
Vontobel Holding
3
Vontobel Holding
Switzerland
$6.76M -$200K -3,229 -3%
Wells Fargo
4
Wells Fargo
California
$3.2M +$1.17M +18,981 +55%
CWP
5
Cyndeo Wealth Partners
Florida
$2.53M +$107K +1,730 +4%
BFEC
6
Benjamin F. Edwards & Company
Missouri
$2.36M -$107K -1,731 -4%
Citadel Advisors
7
Citadel Advisors
Florida
$1.8M +$903K +14,587 +95%
CCA
8
Cottonwood Capital Advisors
Utah
$1.2M -$29K -469 -2%
TFA
9
Transamerica Financial Advisors
Florida
$965K -$83.4K -1,348 -8%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$916K +$877K +14,168 +1,295%
LPL Financial
11
LPL Financial
California
$853K +$523K +8,448 +147%
WAP
12
Wealthcare Advisory Partners
Pennsylvania
$683K +$704K +11,381 New
Stifel Financial
13
Stifel Financial
Missouri
$677K -$2.41K -39 -0.3%
WEG
14
World Equity Group
Illinois
$674K +$695K +11,221 New
Jane Street
15
Jane Street
New York
$508K -$3.06M -49,386 -85%
LS
16
Leelyn Smith
Illinois
$480K +$495K +8,001 New
HighTower Advisors
17
HighTower Advisors
Illinois
$356K
RJA
18
Raymond James & Associates
Florida
$320K +$14.5K +235 +5%
PAG
19
Private Advisory Group
Washington
$305K +$314K +5,077 New
Osaic Holdings
20
Osaic Holdings
Arizona
$272K +$87.2K +1,409 +45%
MIM
21
MTM Investment Management
South Carolina
$112K
UBS Group
22
UBS Group
Switzerland
$30.9K -$53.1K -858 -63%
OMC
23
Old Mission Capital
Illinois
-$810K -13,283 Closed
Goldman Sachs
24
Goldman Sachs
New York
-$615K -10,086 Closed