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First Trust Switzerland AlphaDEX Fund
FSZ

Name Holding Trade Value Shares
Change 		Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$58M +$54.1M +1,057,326 New
Vontobel Holding
2
Vontobel Holding
Switzerland
$6.36M +$19.6K +383 +0.3%
Morgan Stanley
3
Morgan Stanley
New York
$5.33M +$4.16M +81,264 +511%
BFEC
4
Benjamin F. Edwards & Company
Missouri
$2.46M +$2.29M +44,775 New
CWP
5
Cyndeo Wealth Partners
Florida
$2.17M +$2.02M +39,462 New
Jane Street
6
Jane Street
New York
$1.65M +$1.02M +19,978 +198%
Wells Fargo
7
Wells Fargo
California
$1.23M +$743K +14,526 +184%
CCA
8
Cottonwood Capital Advisors
Utah
$1.13M -$81.8K -1,598 -7%
OMC
9
Old Mission Capital
Illinois
$1.06M -$685K -13,377 -41%
Stifel Financial
10
Stifel Financial
Missouri
$638K +$33.4K +652 +6%
Citadel Advisors
11
Citadel Advisors
Florida
$581K +$298K +5,829 +123%
BNP Paribas Financial Markets
12
BNP Paribas Financial Markets
France
$437K +$407K +7,956 New
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$414K -$1.28M -24,993 -77%
LPL Financial
14
LPL Financial
California
$401K +$53.3K +1,042 +17%
HighTower Advisors
15
HighTower Advisors
Illinois
$327K +$303K +5,924 New
TFA
16
Transamerica Financial Advisors
Florida
$265K +$246K +4,802 +40,017%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$229K +$194K +3,795 +991%
Osaic Holdings
18
Osaic Holdings
Arizona
$154K +$139K +2,725 +3,586%
MIM
19
MTM Investment Management
South Carolina
$102K -$10K -196 -10%
UBS Group
20
UBS Group
Switzerland
$101K +$60.4K +1,180 +177%
Bank of Montreal
21
Bank of Montreal
Ontario, Canada
$58K +$54.1K +1,057 New
CS
22
Credit Suisse
Switzerland
$16.5K -$197K -3,853 -93%
MCC
23
Money Concepts Capital
Florida
$10.5K +$9.82K +192 New
Creative Planning
24
Creative Planning
Kansas
$3.29K +$3.07K +60 New
Prudential Financial
25
Prudential Financial
New Jersey
– -$1.74M -33,302 Closed
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