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First Trust Switzerland AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$32.9M +$6.48M +82,914 +24%
Vontobel Holding
2
Vontobel Holding
Switzerland
$8.53M -$14.5K -185 -0.2%
Morgan Stanley
3
Morgan Stanley
New York
$7.63M +$1.15M +14,660 +17%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$2.78M +$2.05M +26,165 +260%
Jane Street
5
Jane Street
New York
$2.63M +$1.25M +15,985 +88%
SSA
6
SSA Swiss Advisors
$1.91M -$97.8K -1,250 -5%
CCA
7
Cottonwood Capital Advisors
Utah
$1.67M +$57.5K +735 +3%
OMC
8
Old Mission Capital
Illinois
$1.45M
FTUS
9
Flow Traders U.S.
New York
$1.28M +$88.5K +1,131 +7%
SC
10
Syon Capital
California
$580K -$133K -1,705 -18%
PCH
11
PGIM Custom Harvest
New Jersey
$545K -$185K -2,360 -25%
UWS
12
Unique Wealth Strategies
Illinois
$530K +$85.9K +1,098 +19%
Raymond James Financial
13
Raymond James Financial
Florida
$512K +$104K +1,330 +25%
Stifel Financial
14
Stifel Financial
Missouri
$502K -$1.72K -22 -0.3%
LPL Financial
15
LPL Financial
California
$433K +$44.2K +565 +11%
TFA
16
Transamerica Financial Advisors
Florida
$260K +$23.1K +295 +10%
BI
17
BFI Infinity
Switzerland
$253K
SG
18
StoneX Group
New York
$227K +$2.97K +38 +1%
Osaic Holdings
19
Osaic Holdings
Arizona
$226K -$252K -3,228 -53%
MIM
20
MTM Investment Management
South Carolina
$143K
UBS Group
21
UBS Group
Switzerland
$107K -$5.16K -66 -5%
GSWM
22
Golden State Wealth Management
California
$86K -$2.74K -35 -3%
ASN
23
Advisory Services Network
Georgia
$59.1K +$60.1K +769 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$54K
JP Morgan Chase
25
JP Morgan Chase
New York
$8.91K