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First Trust Switzerland AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$21M -$16.1M -239,882 -44%
Vontobel Holding
2
Vontobel Holding
Switzerland
$7.53M -$25.6K -382 -0.3%
Morgan Stanley
3
Morgan Stanley
New York
$6M -$624K -9,312 -10%
Jane Street
4
Jane Street
New York
$5.18M +$3.51M +52,346 +217%
SSA
5
SSA Swiss Advisors
$2.43M +$2.41M +35,960 New
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$1.89M +$206K +3,070 +12%
CCA
7
Cottonwood Capital Advisors
Utah
$1.44M +$10.8K +161 +0.8%
FTUS
8
Flow Traders U.S.
New York
$1.42M +$833K +12,435 +146%
OMC
9
Old Mission Capital
Illinois
$1.34M +$1.33M +19,816 New
SC
10
Syon Capital
California
$1.14M -$786K -11,745 -41%
PCH
11
PGIM Custom Harvest
New Jersey
$637K -$58.3K -871 -8%
Citadel Advisors
12
Citadel Advisors
Florida
$494K +$72.4K +1,082 +17%
CC
13
Climber Capital
Switzerland
$485K
Stifel Financial
14
Stifel Financial
Missouri
$444K -$22.6K -338 -5%
Osaic Holdings
15
Osaic Holdings
Arizona
$412K -$402 -6 -0.1%
Raymond James Financial
16
Raymond James Financial
Florida
$357K +$3.15K +47 +0.9%
HighTower Advisors
17
HighTower Advisors
Illinois
$334K
LPL Financial
18
LPL Financial
California
$324K -$11.7K -175 -4%
QCM
19
Quantinno Capital Management
New York
$278K +$275K +4,102 New
TFA
20
Transamerica Financial Advisors
Florida
$242K -$59.1K -882 -20%
UBS Group
21
UBS Group
Switzerland
$120K +$37.7K +563 +47%
GSWM
22
Golden State Wealth Management
California
$114K
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$22K
JP Morgan Chase
24
JP Morgan Chase
New York
$7.85K
Comerica Bank
25
Comerica Bank
Texas
$5.01K -$469 -7 -9%