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First Trust Switzerland AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$40.5M -$8.77M -148,015 -19%
Morgan Stanley
2
Morgan Stanley
New York
$7.49M -$4.24M -71,598 -38%
Vontobel Holding
3
Vontobel Holding
Switzerland
$7.28M -$2.79K -47 -0%
Wells Fargo
4
Wells Fargo
California
$2.67M +$142K +2,394 +6%
BFEC
5
Benjamin F. Edwards & Company
Missouri
$2.19M -$293K -4,937 -13%
Jane Street
6
Jane Street
New York
$2.14M -$1.37M -23,060 -41%
SC
7
Syon Capital
California
$1.98M +$1.8M +30,389 New
CCA
8
Cottonwood Capital Advisors
Utah
$1.23M -$51.1K -863 -4%
TFA
9
Transamerica Financial Advisors
Florida
$986K +$565K +9,536 +170%
Stifel Financial
10
Stifel Financial
Missouri
$723K -$948 -16 -0.1%
PCH
11
PGIM Custom Harvest
New Jersey
$618K +$563K +9,507 New
Goldman Sachs
12
Goldman Sachs
New York
$556K +$507K +8,555 New
CWP
13
Cyndeo Wealth Partners
Florida
$546K -$2M -33,785 -80%
LPL Financial
14
LPL Financial
California
$387K -$7.64K -129 -2%
HighTower Advisors
15
HighTower Advisors
Illinois
$380K
RJA
16
Raymond James & Associates
Florida
$344K -$2.37K -40 -0.7%
OMC
17
Old Mission Capital
Illinois
$265K +$241K +4,074 New
SG
18
StoneX Group
New York
$202K +$184K +3,105 New
Osaic Holdings
19
Osaic Holdings
Arizona
$183K
MIM
20
MTM Investment Management
South Carolina
$121K
ASN
21
Advisory Services Network
Georgia
$54.2K +$49.4K +833 New
UBS Group
22
UBS Group
Switzerland
$21.3K +$12K +203 +162%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$21K
JP Morgan Chase
24
JP Morgan Chase
New York
$7.54K +$4.5K +76 +190%
Comerica Bank
25
Comerica Bank
Texas
$4.94K -$13.7K -231 -75%