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First Trust Switzerland AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.7M +$3.46M +87,885 +45%
VKH
2
Virtu KCG Holdings
New York
$1.85M +$1.76M +44,784 New
JP Morgan Chase
3
JP Morgan Chase
New York
$1.3M +$890K +22,647 +255%
RJA
4
Raymond James & Associates
Florida
$1.21M +$104K +2,649 +10%
Bank of America
5
Bank of America
North Carolina
$1.05M +$124K +3,158 +14%
LPT
6
Legacy Private Trust
Wisconsin
$494K
LPL Financial
7
LPL Financial
California
$430K +$46.8K +1,191 +13%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$412K +$209K +5,307 +113%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$292K -$2.8M -71,104 -91%
Ameriprise
10
Ameriprise
Minnesota
$74K +$79 +2 +0.1%
AIG
11
American International Group
New York
$27.6K +$26.3K +670 New
U
12
UBS
Switzerland
$21K -$37.9K -963 -65%
MFS
13
MSI Financial Services
Massachusetts
$7K +$6.45K +164 New
Jane Street
14
Jane Street
New York
-$1.07M -28,009 Closed