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First Trust Switzerland AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Vontobel Holding
1
Vontobel Holding
Switzerland
$6.12M +$44K +754 +0.7%
Jane Street
2
Jane Street
New York
$5.48M +$5.02M +86,086 +493%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$1.7M -$208K -3,571 -10%
Citadel Advisors
4
Citadel Advisors
Florida
$1.36M -$281K -4,826 -16%
Prudential Financial
5
Prudential Financial
New Jersey
$1.21M +$103K +1,761 +10%
CCA
6
Cottonwood Capital Advisors
Utah
$1.2M +$51.7K +886 +4%
Morgan Stanley
7
Morgan Stanley
New York
$1.04M -$6.21M -106,548 -84%
OMC
8
Old Mission Capital
Illinois
$867K +$955K +16,378 New
Bank of America
9
Bank of America
North Carolina
$663K +$482K +8,264 +194%
Stifel Financial
10
Stifel Financial
Missouri
$587K -$64.5K -1,106 -9%
Wells Fargo
11
Wells Fargo
California
$566K -$1M -17,229 -62%
RJA
12
Raymond James & Associates
Florida
$339K -$219K -3,762 -37%
LPL Financial
13
LPL Financial
California
$339K -$6.71K -115 -2%
RPGK
14
Retirement Planning Group (Kansas)
Kansas
$263K +$289K +4,960 New
MIM
15
MTM Investment Management
South Carolina
$118K
UBS Group
16
UBS Group
Switzerland
$84K -$14.1K -241 -13%
CS
17
Credit Suisse
Switzerland
$74K -$124K -2,124 -60%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$34K -$204K -3,500 -85%
SWM
19
Spire Wealth Management
Virginia
$24K +$642 +11 +2%
TFA
20
Transamerica Financial Advisors
Florida
$7K +$3.21K +55 +87%
TRCT
21
Tower Research Capital (TRC)
New York
$5K +$5.83K +100 New
Osaic Holdings
22
Osaic Holdings
Arizona
$4K -$192K -3,293 -98%
First Trust Advisors
23
First Trust Advisors
Illinois
-$39.9M -617,406 Closed
HighTower Advisors
24
HighTower Advisors
Illinois
-$658K -10,170 Closed
SG
25
StoneX Group
New York
-$239K -3,695 Closed