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First Trust Switzerland AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Vontobel Holding
1
Vontobel Holding
Switzerland
$5.34M -$105 -2 -0%
Prudential Financial
2
Prudential Financial
New Jersey
$1.74M +$691K +13,224 +66%
OMC
3
Old Mission Capital
Illinois
$1.51M +$848K +16,227 +99%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$1.5M +$20.2K +386 +1%
CCA
5
Cottonwood Capital Advisors
Utah
$1.03M -$16.7K -319 -1%
Morgan Stanley
6
Morgan Stanley
New York
$734K -$198K -3,786 -19%
Stifel Financial
7
Stifel Financial
Missouri
$507K -$6.43K -123 -1%
Jane Street
8
Jane Street
New York
$467K -$4.88M -93,427 -90%
Wells Fargo
9
Wells Fargo
California
$364K -$147K -2,814 -26%
LPL Financial
10
LPL Financial
California
$289K -$6.74K -129 -2%
Citadel Advisors
11
Citadel Advisors
Florida
$220K -$1.09M -20,876 -81%
CS
12
Credit Suisse
Switzerland
$192K +$144K +2,750 +196%
MIM
13
MTM Investment Management
South Carolina
$95K -$10.5K -200 -9%
UBS Group
14
UBS Group
Switzerland
$31K -$48.2K -922 -58%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$18K -$13.2K -253 -40%
TRCT
16
Tower Research Capital (TRC)
New York
$9K +$4.71K +90 +90%
Osaic Holdings
17
Osaic Holdings
Arizona
$4K
TFA
18
Transamerica Financial Advisors
Florida
$1K -$5.54K -106 -90%
Bank of America
19
Bank of America
North Carolina
-$663K -12,513 Closed
RJA
20
Raymond James & Associates
Florida
-$339K -6,402 Closed
RPGK
21
Retirement Planning Group (Kansas)
Kansas
-$263K -4,960 Closed
SWM
22
Spire Wealth Management
Virginia
-$24K -453 Closed