Cerity Partners’s First Trust Switzerland AlphaDEX Fund FSZ Stock Holding History

Cerity Partners’s Portfolio FSZ Stock Details FSZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-90,560	Closed	-$4.41M	–	546
2019 Q3	$4.41M	Sell	90,560 -619	-0.7%	-$30.2K	0.26%	90
2019 Q2	$4.68M	Sell	91,179 -2,917	-3%	-$145K	0.29%	81
2019 Q1	$4.53M	Sell	94,096 -1,070	-1%	-$50.2K	0.3%	69
2018 Q4	$4.17M	Hold	95,166	–	–	0.28%	82
2018 Q3	$4.82M	Hold	95,166	–	–	0.33%	72
2018 Q2	$4.78M	Sell	95,166 -480	-0.5%	-$25K	0.35%	66
2018 Q1	$5.02M	Hold	95,646	–	–	0.38%	61
2017 Q4	$5.04M	Sell	95,646 -10,576	-10%	-$545K	0.34%	64
2017 Q3	$5.46M	Sell	106,222 -1,753	-2%	-$87.9K	0.39%	53
2017 Q2	$5.27M	Buy	+107,975	New	+$5.19M	0.44%	46

Other funds holding FSZ

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Cerity Partners's FSZ Position: Q4 2019 in Review

Cerity Partners sold out of First Trust Switzerland AlphaDEX Fund (FSZ) in Q4 2019, closing a stake of 90,560 shares — an estimated $4.41M sold.

Cerity Partners first reported a position in FSZ in Q2 2017 and held it in 10 quarters. The position peaked at $5.46M in Q3 2017. 32 funds tracked by Wall St. Rank hold FSZ as of Q4 2019.

Cerity Partners reported no remaining First Trust Switzerland AlphaDEX Fund position as of Q4 2019 after selling out during the quarter.
Cerity Partners sold 90,560 First Trust Switzerland AlphaDEX Fund shares in Q4 2019, an estimated $4.41M.
Cerity Partners first reported a position in First Trust Switzerland AlphaDEX Fund in Q2 2017 and held it in 10 quarters.
Cerity Partners's First Trust Switzerland AlphaDEX Fund position peaked at $5.46M in Q3 2017.
32 funds tracked by Wall St. Rank held First Trust Switzerland AlphaDEX Fund as of Q4 2019.

Based on Cerity Partners's 13F filing for Q4 2019, filed 14 Feb 2020.