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First Trust Switzerland AlphaDEX Fund

33 hedge funds and large institutions have $219M invested in First Trust Switzerland AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 2

50% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 8

22% more funds holding

Funds holding: 2733 (+6)

14% more capital invested

Capital invested by funds: $192M → $219M (+$26.4M)

7.61% more ownership

Funds ownership: 92.41%100.02% (+7.6%)

Holders
33
Holders Change
+6
Holders Change %
+22.22%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
12
Reduced
8
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$168M +$12.5M +242,441 +8%
Morgan Stanley
2
Morgan Stanley
New York
$15.7M +$1.67M +32,307 +12%
Wells Fargo
3
Wells Fargo
California
$10.5M +$1.43M +27,802 +16%
Cerity Partners
4
Cerity Partners
New York
$5.04M -$545K -10,576 -10%
BFEC
5
Benjamin F. Edwards & Company
Missouri
$2.38M +$1.89M +36,740 +443%
VSWA
6
Vontobel Swiss Wealth Advisors
Switzerland
$2.25M +$2.39M +46,269 New
UBS Group
7
UBS Group
Switzerland
$2.03M +$37.4K +725 +2%
Bank of America
8
Bank of America
North Carolina
$1.91M -$538K -10,443 -22%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$1.71M +$1.67M +32,376 New
Jane Street
10
Jane Street
New York
$1.3M +$1.04M +20,106 +439%
RJA
11
Raymond James & Associates
Florida
$1.15M +$229K +4,438 +26%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$1.13M -$3.56K -69 -0.3%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$1.01M +$985K +19,107 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$618K -$147K -2,846 -20%
ASN
15
Advisory Services Network
Georgia
$526K +$514K +9,965 New
RJFSA
16
Raymond James Financial Services Advisors
Florida
$496K -$363K -7,048 -43%
HFS
17
HL Financial Services
Kentucky
$490K +$89.8K +1,741 +23%
LPL Financial
18
LPL Financial
California
$370K +$19.7K +383 +6%
FFS
19
Founders Financial Securities
Maryland
$357K -$20.6K -400 -6%
WF
20
WealthTrust Fairport
Ohio
$343K +$64.4K +1,250 +24%
HI
21
Horizon Investments
North Carolina
$328K -$20.6K -400 -6%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$227K +$4.28K +83 +2%
SG
23
StoneX Group
New York
$222K +$217K +4,205 New
AG
24
Advisor Group
Arizona
$84K +$50.9K +987 +160%
FAAS
25
First Allied Advisory Services
California
$75K +$73.7K +1,429 New

FSZ Hedge Fund Activity: Q4 2017 in Review

33 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in First Trust Switzerland AlphaDEX Fund (FSZ) for Q4 2017, worth a combined $219M — up 14% from $192M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FSZ positions and 2 closed out — a net gain of 6 holders — while 12 added to existing stakes and 8 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $12.5M. The largest seller was Stifel Financial, exiting entirely with an estimated $1.99M sold.

  • 33 institutional investors held First Trust Switzerland AlphaDEX Fund (FSZ) as of Q4 2017, up from 27 in Q3 2017.
  • Funds reported $219M of First Trust Switzerland AlphaDEX Fund stock for Q4 2017, up 14% quarter-over-quarter.
  • 8 funds opened new First Trust Switzerland AlphaDEX Fund positions in Q4 2017 and 2 closed out, a net change of +6 holders.
  • The largest First Trust Switzerland AlphaDEX Fund buyer in Q4 2017 was First Trust Advisors, an estimated $12.5M added.
  • The largest First Trust Switzerland AlphaDEX Fund seller in Q4 2017 was Stifel Financial, an estimated $1.99M sold.

Based on aggregated 13F filings for Q4 2017.