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First Trust Switzerland AlphaDEX Fund

26 hedge funds and large institutions have $68.8M invested in First Trust Switzerland AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 10 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

18.14% less ownership

Funds ownership: 89.57%71.43% (-18%)

19% less funds holding

Funds holding: 3226 (-6)

30% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 10

48% less capital invested

Capital invested by funds: $133M → $68.8M (-$64.2M)

57% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 7

Holders
26
Holders Change
-6
Holders Change %
-18.75%
% of All Funds
0.57%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
7
Reduced
10
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$50.9M -$30M -597,320 -33%
Morgan Stanley
2
Morgan Stanley
New York
$4.33M -$7.36M -146,753 -59%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$4.02M +$2.95M +58,801 +159%
Wells Fargo
4
Wells Fargo
California
$2.39M -$1.53M -30,494 -35%
Citadel Advisors
5
Citadel Advisors
Florida
$1.16M +$1.15M +22,974 +488%
CS
6
Credit Suisse
Switzerland
$895K +$492K +9,795 +85%
Jane Street
7
Jane Street
New York
$742K +$664K +13,241 +297%
OMC
8
Old Mission Capital
Illinois
$700K +$838K +16,700 New
Stifel Financial
9
Stifel Financial
Missouri
$624K +$33.9K +675 +5%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$564K -$45.6K -909 -6%
VSWA
11
Vontobel Swiss Wealth Advisors
Switzerland
$490K +$138K +2,755 +31%
RJA
12
Raymond James & Associates
Florida
$429K -$313K -6,230 -38%
LPL Financial
13
LPL Financial
California
$326K +$108K +2,149 +38%
Bank of America
14
Bank of America
North Carolina
$307K -$1.1M -21,990 -75%
FTUS
15
Flow Traders U.S.
New York
$280K
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$230K -$263K -5,251 -49%
Osaic Holdings
17
Osaic Holdings
Arizona
$188K +$226K +4,500 New
Citigroup
18
Citigroup
New York
$77K -$16.6K -331 -15%
SNT
19
Security National Trust
West Virginia
$48K
UBS Group
20
UBS Group
Switzerland
$40K -$697K -13,890 -94%
CAN
21
Claraphi Advisory Network
United States
$38K +$45.3K +902 New
CWA
22
Carolina Wealth Advisors
South Carolina
$17K
LFG
23
LifePlan Financial Group
Ohio
$17K
TFA
24
Transamerica Financial Advisors
Florida
$9K -$552 -11 -5%
AWA
25
Arkadios Wealth Advisors
Georgia
$3.25K

FSZ Hedge Fund Activity: Q1 2020 in Review

26 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in First Trust Switzerland AlphaDEX Fund (FSZ) for Q1 2020, worth a combined $68.8M — down 48% from $133M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of FSZ and 3 opened new positions — a net loss of 4 holders — while 10 trimmed existing stakes and 7 added.

The largest buyer was Susquehanna International Group, adding an estimated $2.95M. The largest seller was First Trust Advisors, cutting an estimated $30M.

  • 26 institutional investors held First Trust Switzerland AlphaDEX Fund (FSZ) as of Q1 2020, down from 32 in Q4 2019.
  • Funds reported $68.8M of First Trust Switzerland AlphaDEX Fund stock for Q1 2020, down 48% quarter-over-quarter.
  • 3 funds opened new First Trust Switzerland AlphaDEX Fund positions in Q1 2020 and 7 closed out, a net change of -4 holders.
  • The largest First Trust Switzerland AlphaDEX Fund buyer in Q1 2020 was Susquehanna International Group, an estimated $2.95M added.
  • The largest First Trust Switzerland AlphaDEX Fund seller in Q1 2020 was First Trust Advisors, an estimated $30M sold.

Based on aggregated 13F filings for Q1 2020.