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First Trust Switzerland AlphaDEX Fund

27 hedge funds and large institutions have $76M invested in First Trust Switzerland AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

8% more funds holding

Funds holding: 2527 (+2)

1.59% less ownership

Funds ownership: 77.66%76.07% (-1.6%)

7% less capital invested

Capital invested by funds: $81.3M → $76M (-$5.37M)

13% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 8

Holders
27
Holders Change
+2
Holders Change %
+8%
% of All Funds
0.42%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
7
Reduced
8
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$48M -$7.4M -106,938 -14%
Morgan Stanley
2
Morgan Stanley
New York
$10.5M +$664K +9,598 +7%
Wells Fargo
3
Wells Fargo
California
$3.36M +$63.2K +914 +2%
RJA
4
Raymond James & Associates
Florida
$3.05M -$52.1K -753 -2%
Citadel Advisors
5
Citadel Advisors
Florida
$1.96M +$840K +12,145 +79%
CCA
6
Cottonwood Capital Advisors
Utah
$1.5M +$1.45M +20,985 New
OMC
7
Old Mission Capital
Illinois
$1.21M
LPL Financial
8
LPL Financial
California
$1.05M -$1.14M -16,457 -53%
Jane Street
9
Jane Street
New York
$1.02M -$5.35M -77,402 -84%
Stifel Financial
10
Stifel Financial
Missouri
$928K -$5.88K -85 -0.6%
HighTower Advisors
11
HighTower Advisors
Illinois
$724K
Prudential Financial
12
Prudential Financial
New Jersey
$425K +$412K +5,962 New
Vontobel Holding
13
Vontobel Holding
Switzerland
$379K -$34K -492 -8%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$312K -$21.9K -317 -7%
SG
15
StoneX Group
New York
$312K +$484 +7 +0.2%
Osaic Holdings
16
Osaic Holdings
Arizona
$240K
RJFSA
17
Raymond James Financial Services Advisors
Florida
$220K -$740K -10,700 -78%
GSWM
18
Golden State Wealth Management
California
$208K +$202K +2,919 New
MIM
19
MTM Investment Management
South Carolina
$161K
UBS Group
20
UBS Group
Switzerland
$121K +$26.4K +382 +29%
Bank of America
21
Bank of America
North Carolina
$112K +$109K +1,570 New
SCA
22
Snowden Capital Advisors
New York
$71K +$69.2K +1,000 New
SWM
23
Spire Wealth Management
Virginia
$32K +$138 +2 +0.5%
CWA
24
Carolina Wealth Advisors
South Carolina
$12K
Koshinski Asset Management
25
Koshinski Asset Management
Illinois
$8.56K

FSZ Hedge Fund Activity: Q4 2021 in Review

27 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Switzerland AlphaDEX Fund (FSZ) for Q4 2021, worth a combined $76M — down 6.6% from $81.3M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FSZ positions and 3 closed out — a net gain of 3 holders — while 7 added to existing stakes and 8 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $840K. The largest seller was First Trust Advisors, cutting an estimated $7.4M.

  • 27 institutional investors held First Trust Switzerland AlphaDEX Fund (FSZ) as of Q4 2021, up from 25 in Q3 2021.
  • Funds reported $76M of First Trust Switzerland AlphaDEX Fund stock for Q4 2021, down 6.6% quarter-over-quarter.
  • 6 funds opened new First Trust Switzerland AlphaDEX Fund positions in Q4 2021 and 3 closed out, a net change of +3 holders.
  • The largest First Trust Switzerland AlphaDEX Fund buyer in Q4 2021 was Citadel Advisors, an estimated $840K added.
  • The largest First Trust Switzerland AlphaDEX Fund seller in Q4 2021 was First Trust Advisors, an estimated $7.4M sold.

Based on aggregated 13F filings for Q4 2021.