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First Trust Switzerland AlphaDEX Fund

23 hedge funds and large institutions have $67.3M invested in First Trust Switzerland AlphaDEX Fund in 2020 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

9.72% more ownership

Funds ownership: 71.43%81.15% (+9.7%)

2% less capital invested

Capital invested by funds: $68.8M → $67.3M (-$1.49M)

12% less funds holding

Funds holding: 2623 (-3)

58% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 12

60% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 5

Holders
23
Holders Change
-3
Holders Change %
-11.54%
% of All Funds
0.47%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
5
Reduced
12
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$49.9M -$8.83M -192,648 -16%
Morgan Stanley
2
Morgan Stanley
New York
$4.91M -$127K -2,780 -3%
Jane Street
3
Jane Street
New York
$4.49M +$3.41M +74,280 +420%
Wells Fargo
4
Wells Fargo
California
$2.27M -$483K -10,525 -18%
Citadel Advisors
5
Citadel Advisors
Florida
$1.17M -$173K -3,771 -14%
OMC
6
Old Mission Capital
Illinois
$825K +$9.17K +200 +1%
Stifel Financial
7
Stifel Financial
Missouri
$727K -$688 -15 -0.1%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$662K +$4.63K +101 +0.8%
RJA
9
Raymond James & Associates
Florida
$474K -$24.3K -529 -5%
LPL Financial
10
LPL Financial
California
$361K -$18.2K -396 -5%
FTUS
11
Flow Traders U.S.
New York
$326K
TFA
12
Transamerica Financial Advisors
Florida
$296K +$269K +5,857 +3,004%
Bank of America
13
Bank of America
North Carolina
$291K -$62.2K -1,357 -19%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$258K -$10K -219 -4%
Osaic Holdings
15
Osaic Holdings
Arizona
$214K -$6.37K -139 -3%
Citigroup
16
Citigroup
New York
$92K +$2.25K +49 +3%
LFG
17
LifePlan Financial Group
Ohio
$20K
UBS Group
18
UBS Group
Switzerland
$19K -$25.1K -547 -58%
TRCT
19
Tower Research Capital (TRC)
New York
$10K +$9.17K +200 New
CWA
20
Carolina Wealth Advisors
South Carolina
$8K -$10.4K -227 -57%
PAG
21
Private Advisor Group
New Jersey
$5K +$4.58K +100 New
AWA
22
Arkadios Wealth Advisors
Georgia
$3.95K
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$3K
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
-$4.02M -95,848 Closed
CS
25
Credit Suisse
Switzerland
-$895K -21,365 Closed

FSZ Hedge Fund Activity: Q2 2020 in Review

23 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in First Trust Switzerland AlphaDEX Fund (FSZ) for Q2 2020, worth a combined $67.3M — down 2.2% from $68.8M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of FSZ and 2 opened new positions — a net loss of 3 holders — while 12 trimmed existing stakes and 5 added.

The largest buyer was Jane Street, adding an estimated $3.41M. The largest seller was First Trust Advisors, cutting an estimated $8.83M.

  • 23 institutional investors held First Trust Switzerland AlphaDEX Fund (FSZ) as of Q2 2020, down from 26 in Q1 2020.
  • Funds reported $67.3M of First Trust Switzerland AlphaDEX Fund stock for Q2 2020, down 2.2% quarter-over-quarter.
  • 2 funds opened new First Trust Switzerland AlphaDEX Fund positions in Q2 2020 and 5 closed out, a net change of -3 holders.
  • The largest First Trust Switzerland AlphaDEX Fund buyer in Q2 2020 was Jane Street, an estimated $3.41M added.
  • The largest First Trust Switzerland AlphaDEX Fund seller in Q2 2020 was First Trust Advisors, an estimated $8.83M sold.

Based on aggregated 13F filings for Q2 2020.