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First Trust Switzerland AlphaDEX Fund

23 hedge funds and large institutions have $59.5M invested in First Trust Switzerland AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 2 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.76% more ownership

Funds ownership: 81.15%81.91% (+0.76%)

0% more funds holding

Funds holding: 2323 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

12% less capital invested

Capital invested by funds: $67.3M → $59.5M (-$7.85M)

82% less repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 11

Holders
23
Holders Change
Holders Change %
0%
% of All Funds
0.46%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
2
Reduced
11
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$43M -$11.7M -223,348 -22%
Morgan Stanley
2
Morgan Stanley
New York
$5.18M -$218K -4,167 -4%
Wells Fargo
3
Wells Fargo
California
$2.74M +$237K +4,540 +10%
RJA
4
Raymond James & Associates
Florida
$2.2M +$1.63M +31,241 +322%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.27M +$1.24M +23,677 New
OMC
6
Old Mission Capital
Illinois
$909K
Stifel Financial
7
Stifel Financial
Missouri
$789K -$12.6K -241 -2%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$605K -$121K -2,325 -17%
Citadel Advisors
9
Citadel Advisors
Florida
$418K -$843K -16,137 -67%
FTUS
10
Flow Traders U.S.
New York
$359K
LPL Financial
11
LPL Financial
California
$343K -$53K -1,014 -14%
Bank of America
12
Bank of America
North Carolina
$283K -$36.3K -694 -12%
CS
13
Credit Suisse
Switzerland
$273K +$265K +5,068 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$263K -$19.8K -379 -7%
Osaic Holdings
15
Osaic Holdings
Arizona
$229K
SG
16
StoneX Group
New York
$225K +$219K +4,187 New
VSWA
17
Vontobel Swiss Wealth Advisors
Switzerland
$216K +$211K +4,036 New
Citigroup
18
Citigroup
New York
$101K -$209 -4 -0.2%
CPW
19
Catalyst Private Wealth
California
$35K +$33.7K +646 New
UBS Group
20
UBS Group
Switzerland
$16K -$5.38K -103 -26%
CWA
21
Carolina Wealth Advisors
South Carolina
$9K
TFA
22
Transamerica Financial Advisors
Florida
$7K -$309K -5,924 -98%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$4K
Jane Street
24
Jane Street
New York
-$4.49M -91,981 Closed
LFG
25
LifePlan Financial Group
Ohio
-$20K -401 Closed

FSZ Hedge Fund Activity: Q3 2020 in Review

23 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Switzerland AlphaDEX Fund (FSZ) for Q3 2020, worth a combined $59.5M — down 12% from $67.3M a quarter earlier.

Fund positioning in FSZ was balanced in Q3 2020: 5 funds opened new positions, 5 closed out, 2 added to existing stakes and 11 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $1.63M. The largest seller was First Trust Advisors, cutting an estimated $11.7M.

  • 23 institutional investors held First Trust Switzerland AlphaDEX Fund (FSZ) as of Q3 2020, unchanged from Q2 2020.
  • Funds reported $59.5M of First Trust Switzerland AlphaDEX Fund stock for Q3 2020, down 12% quarter-over-quarter.
  • 5 funds opened new First Trust Switzerland AlphaDEX Fund positions in Q3 2020 and 5 closed out, a net change of 0 holders.
  • The largest First Trust Switzerland AlphaDEX Fund buyer in Q3 2020 was Raymond James & Associates, an estimated $1.63M added.
  • The largest First Trust Switzerland AlphaDEX Fund seller in Q3 2020 was First Trust Advisors, an estimated $11.7M sold.

Based on aggregated 13F filings for Q3 2020.