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First Trust Switzerland AlphaDEX Fund

25 hedge funds and large institutions have $79.4M invested in First Trust Switzerland AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 1

33% more capital invested

Capital invested by funds: $59.5M → $79.4M (+$19.9M)

25% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 8

9% more funds holding

Funds holding: 2325 (+2)

0.33% more ownership

Funds ownership: 81.91%82.24% (+0.33%)

Holders
25
Holders Change
+2
Holders Change %
+8.7%
% of All Funds
0.44%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
10
Reduced
8
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$53.2M +$4.67M +82,616 +10%
Morgan Stanley
2
Morgan Stanley
New York
$12.3M +$6.1M +107,901 +112%
Wells Fargo
3
Wells Fargo
California
$3.19M +$109K +1,932 +4%
RJA
4
Raymond James & Associates
Florida
$2.65M +$171K +3,021 +7%
OMC
5
Old Mission Capital
Illinois
$1.02M
Citadel Advisors
6
Citadel Advisors
Florida
$935K +$444K +7,854 +101%
Stifel Financial
7
Stifel Financial
Missouri
$842K -$39.9K -706 -5%
LPL Financial
8
LPL Financial
California
$840K +$426K +7,530 +118%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$738K +$55.4K +980 +9%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$607K +$291K +5,155 +105%
FTUS
11
Flow Traders U.S.
New York
$399K
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$373K -$987K -17,453 -74%
CS
13
Credit Suisse
Switzerland
$363K +$53.4K +945 +19%
VSWA
14
Vontobel Swiss Wealth Advisors
Switzerland
$324K +$75.7K +1,339 +33%
Jane Street
15
Jane Street
New York
$321K +$301K +5,323 New
Bank of America
16
Bank of America
North Carolina
$259K -$54.8K -969 -18%
SG
17
StoneX Group
New York
$251K -$1.41K -25 -0.6%
FFS
18
Founders Financial Securities
Maryland
$244K +$229K +4,044 New
Osaic Holdings
19
Osaic Holdings
Arizona
$204K -$56.1K -992 -23%
MIM
20
MTM Investment Management
South Carolina
$146K +$137K +2,417 New
Citigroup
21
Citigroup
New York
$110K -$2.32K -41 -2%
CWA
22
Carolina Wealth Advisors
South Carolina
$10K
UBS Group
23
UBS Group
Switzerland
$8K -$9.5K -168 -57%
TFA
24
Transamerica Financial Advisors
Florida
$8K -$226 -4 -3%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$4K

FSZ Hedge Fund Activity: Q4 2020 in Review

25 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in First Trust Switzerland AlphaDEX Fund (FSZ) for Q4 2020, worth a combined $79.4M — up 33% from $59.5M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new FSZ positions and 1 closed out — a net gain of 2 holders — while 10 added to existing stakes and 8 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $6.1M. The largest seller was Susquehanna International Group, cutting an estimated $987K.

  • 25 institutional investors held First Trust Switzerland AlphaDEX Fund (FSZ) as of Q4 2020, up from 23 in Q3 2020.
  • Funds reported $79.4M of First Trust Switzerland AlphaDEX Fund stock for Q4 2020, up 33% quarter-over-quarter.
  • 3 funds opened new First Trust Switzerland AlphaDEX Fund positions in Q4 2020 and 1 closed out, a net change of +2 holders.
  • The largest First Trust Switzerland AlphaDEX Fund buyer in Q4 2020 was Morgan Stanley, an estimated $6.1M added.
  • The largest First Trust Switzerland AlphaDEX Fund seller in Q4 2020 was Susquehanna International Group, an estimated $987K sold.

Based on aggregated 13F filings for Q4 2020.