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First Trust Mid Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IA
51
IFP Advisors
Florida
$343K
Thrivent Financial for Lutherans
52
Thrivent Financial for Lutherans
Minnesota
$321K
Two Sigma Investments
53
Two Sigma Investments
New York
$293K +$264K +4,300 New
KWS
54
Keystone Wealth Services
California
$286K -$12.3K -200 -5%
WFA
55
WMG Financial Advisors
Tennessee
$285K -$3.5K -57 -1%
MA
56
Mutual Advisors
Nebraska
$272K -$58.6K -954 -19%
PVI
57
Pine Valley Investments
New Jersey
$262K +$20.1K +328 +9%
1W
58
1776 Wealth
Georgia
$247K
SPC
59
Sigma Planning Corp
Michigan
$241K -$178K -2,905 -45%
JP Morgan Chase
60
JP Morgan Chase
New York
$233K +$61 +1 +0%
AAS
61
Avantax Advisory Services
Texas
$230K +$208K +3,382 New
AOG
62
Alpha Omega Group
Virginia
$228K
FAIM
63
Financial Advocates Investment Management
Washington
$226K -$10.4K -169 -5%
KIG
64
Kowal Investment Group
Wisconsin
$223K -$8.54K -139 -4%
ATPW
65
Ashton Thomas Private Wealth
Arizona
$219K +$198K +3,221 New
Carson Wealth (CWM LLC)
66
Carson Wealth (CWM LLC)
Nebraska
$214K
VVP
67
Venture Visionary Partners
Ohio
$204K +$184K +3,000 New
FFA
68
Founders Financial Alliance
North Carolina
$142K
TRCT
69
Tower Research Capital (TRC)
New York
$128K -$171K -2,784 -60%
GWM
70
Geneos Wealth Management
Colorado
$128K -$4.67K -76 -4%
HI
71
Harbour Investments
Wisconsin
$97.5K +$13K +211 +17%
AF
72
Allworth Financial
California
$84.5K
CAM
73
Chesapeake Asset Management
New York
$65.8K
US Bancorp
74
US Bancorp
Minnesota
$46.9K
NS
75
NBC Securities
Alabama
$41K