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First Trust Mid Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
51
HighTower Advisors
Illinois
$485K -$15.9K -309 -3%
EW
52
Element Wealth
Mississippi
$443K -$12K -233 -3%
Thrivent Financial for Lutherans
53
Thrivent Financial for Lutherans
Minnesota
$427K
GVAG
54
Great Valley Advisor Group
Delaware
$415K +$360 +7 +0.1%
Susquehanna International Group
55
Susquehanna International Group
Pennsylvania
$400K -$453K -8,794 -54%
NFG
56
Next Financial Group
Texas
$388K -$55.4K -1,077 -13%
IF
57
Intrua Financial
Texas
$344K -$108K -2,101 -26%
1W
58
1776 Wealth
Georgia
$344K +$35.9K +697 +12%
Truist Financial
59
Truist Financial
North Carolina
$318K +$50.3K +977 +20%
AWM
60
AE Wealth Management
Kansas
$300K +$22.7K +442 +9%
FTUS
61
Flow Traders U.S.
New York
$298K +$287K +5,575 New
WIA
62
Wealthstreet Investment Advisors
Texas
$294K
SS
63
Simplicity Solutions
Minnesota
$283K +$21.5K +418 +9%
Goldman Sachs
64
Goldman Sachs
New York
$268K
LFAS
65
Level Four Advisory Services
Texas
$257K +$11.5K +224 +5%
Carson Wealth (CWM LLC)
66
Carson Wealth (CWM LLC)
Nebraska
$229K
CFGS
67
Concourse Financial Group Securities
Alabama
$226K +$4.68K +91 +2%
BRWA
68
B. Riley Wealth Advisors
Florida
$226K +$216K +4,206 New
CF
69
Centaurus Financial
California
$224K +$45K +874 +26%
MPW
70
Monterey Private Wealth
California
$218K +$210K +4,080 New
ASN
71
Advisory Services Network
Georgia
$216K -$7.67K -149 -4%
IWM
72
IHT Wealth Management
Illinois
$213K +$205K +3,990 New
TLP
73
Trinity Legacy Partners
Texas
$206K +$182K +3,536 New
PNC Financial Services Group
74
PNC Financial Services Group
Pennsylvania
$161K -$11.4K -221 -7%
GWM
75
Geneos Wealth Management
Colorado
$146K