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First Trust Mid Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CAN
26
Cetera Advisor Networks
California
$381K -$5.65K -138 -1%
LI
27
LVZ Inc
Michigan
$377K -$32.7K -799 -8%
SWP
28
Stratos Wealth Partners
Ohio
$330K -$5.08K -124 -2%
Ameriprise
29
Ameriprise
Minnesota
$329K +$111K +2,719 +49%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$285K +$33.1K +809 +13%
CWA
31
Clarus Wealth Advisors
Arizona
$206K +$207K +5,065 New
IA
32
IFP Advisors
Florida
$203K
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$158K +$24.1K +589 +18%
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$73K +$26.6K +649 +57%
AG
35
Advisor Group
Arizona
$63K
Manulife (Manufacturers Life Insurance)
36
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$38K
FCAG
37
First Capital Advisors Group
New Jersey
$16K +$16.4K +400 New
RCAG
38
Rehmann Capital Advisory Group
Michigan
$14K +$13.9K +340 New
Citigroup
39
Citigroup
New York
$11K +$11.1K +270 New
TFA
40
Transamerica Financial Advisors
Florida
$10K -$2.17K -53 -19%
SWM
41
SeaCrest Wealth Management
New York
$8K
TRCT
42
Tower Research Capital (TRC)
New York
$5K +$5.32K +130 New
NWM
43
Northwest Wealth Management
Iowa
$4K +$4.13K +101 New
SPIA
44
Steward Partners Investment Advisory
New York
$1K
Northwestern Mutual Wealth Management
45
Northwestern Mutual Wealth Management
Wisconsin
$1K +$983 +24 New
CS
46
Credit Suisse
Switzerland
-$382K -9,742 Closed
Goldman Sachs
47
Goldman Sachs
New York
-$202K -5,162 Closed
CA
48
Calton & Associates
Florida
-$132K -3,158 Closed
WC
49
Whitnell & Co
Illinois
-$21K -530 Closed
GWM
50
Geneos Wealth Management
Colorado
-$6K -160 Closed