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FMY

First Trust Mortgage Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$14.3M +$2.27M +145,738 +19%
1CP
2
1607 Capital Partners
Virginia
$6.48M +$3.27M +209,633 +101%
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$1.45M +$77.8K +4,984 +6%
CA
4
Cornerstone Advisors
North Carolina
$815K -$73.4K -4,700 -8%
SCM
5
Saba Capital Management
New York
$805K +$807K +51,727 New
Wells Fargo
6
Wells Fargo
California
$639K -$38.6K -2,472 -6%
RCM
7
Robinson Capital Management
Michigan
$521K +$502K +32,130 New
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$457K -$76.1K -4,877 -14%
Morgan Stanley
9
Morgan Stanley
New York
$448K -$411K -26,322 -48%
Bank of America
10
Bank of America
North Carolina
$416K -$34.4K -2,206 -8%
RJA
11
Raymond James & Associates
Florida
$242K -$43.9K -2,815 -15%
SFS
12
Shaker Financial Services
Virginia
$165K +$165K +10,588 New
HK
13
Horizon Kinetics
New York
$159K +$159K +10,198 New
U
14
UBS
Switzerland
$145K -$154K -9,887 -51%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$87K -$3.12K -200 -3%
Creative Planning
16
Creative Planning
Kansas
$25K
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$17K
MA
18
MUFG Americas
New York
$15K +$78 +5 +0.5%
AIG
19
American International Group
New York
$1.49K +$1.5K +96 New
DA
20
Doliver Advisors
Texas
-$567K -36,448 Closed
FAAS
21
First Allied Advisory Services
California
-$184K -11,800 Closed
TRCT
22
Tower Research Capital (TRC)
New York
-$4K -237 Closed