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FMY

First Trust Mortgage Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$21.5M +$1.42M +100,831 +7%
1CP
2
1607 Capital Partners
Virginia
$7.78M -$152K -10,800 -2%
IA
3
Icon Advisers
Colorado
$2.19M -$832K -59,208 -28%
LPL Financial
4
LPL Financial
California
$839K +$22.8K +1,624 +3%
Morgan Stanley
5
Morgan Stanley
New York
$446K +$40.8K +2,900 +10%
CAN
6
Cetera Advisor Networks
California
$388K -$385K -27,422 -50%
Wells Fargo
7
Wells Fargo
California
$305K -$210K -14,940 -41%
RJA
8
Raymond James & Associates
Florida
$215K -$17K -1,213 -7%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$197K -$13.3K -950 -6%
Bank of America
10
Bank of America
North Carolina
$138K +$67.5K +4,803 +96%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$91K +$49.2K +3,500 +117%
UBS Group
12
UBS Group
Switzerland
$88K -$32.2K -2,291 -27%
IA
13
IFP Advisors
Florida
$52K +$506 +36 +1%
PSUF
14
People's United Financial
Connecticut
$39K
TJHA
15
Thomas J. Herzfeld Advisors
Florida
$36K
Creative Planning
16
Creative Planning
Kansas
$23K
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$18K +$17.6K +1,250 New
AG
18
Advisor Group
Arizona
$15K -$2.61K -186 -15%
FHA
19
First Horizon Advisors
Tennessee
$9K
NFG
20
Next Financial Group
Texas
$2K
SCM
21
Saba Capital Management
New York
-$489K -33,890 Closed
Citigroup
22
Citigroup
New York
-$48K -3,314 Closed