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FMY

First Trust Mortgage Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$17.4M -$152K -10,527 -0.9%
1CP
2
1607 Capital Partners
Virginia
$10.9M -$57.8K -3,993 -0.5%
IA
3
Icon Advisers
Colorado
$2.94M +$970K +67,070 +50%
LPL Financial
4
LPL Financial
California
$809K +$810K +55,954 New
SCM
5
Saba Capital Management
New York
$589K
TJHA
6
Thomas J. Herzfeld Advisors
Florida
$429K -$327K -22,594 -43%
Morgan Stanley
7
Morgan Stanley
New York
$348K +$18.3K +1,264 +6%
CAN
8
Cetera Advisor Networks
California
$295K +$294K +20,306 New
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$272K +$271K +18,709 New
RJA
10
Raymond James & Associates
Florida
$220K -$434 -30 -0.2%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$213K -$22.4K -1,550 -10%
UBS Group
12
UBS Group
Switzerland
$127K -$45.1K -3,117 -26%
Citigroup
13
Citigroup
New York
$94K
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$88K -$21.7K -1,500 -20%
Wells Fargo
15
Wells Fargo
California
$69K -$18.8K -1,302 -21%
S
16
SignatureFD
Georgia
$49K
AIG
17
American International Group
New York
$43K +$36.3K +2,508 +581%
Bank of America
18
Bank of America
North Carolina
$40K -$68.3K -4,718 -63%
Creative Planning
19
Creative Planning
Kansas
$24K
IA
20
IFP Advisors
Florida
$9K +$8.68K +600 New
COLIM
21
City of London Investment Management
United Kingdom
-$275K -19,133 Closed
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
-$26K -1,824 Closed
WCM
23
Windsor Capital Management
Arizona
-$7K -500 Closed