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FMY

First Trust Mortgage Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$20.7M +$662K +55,997 +3%
1CP
2
1607 Capital Partners
Virginia
$4.04M +$16.5K +1,400 +0.4%
ACP
3
Aviance Capital Partners
Florida
$1.03M -$8.56K -724 -0.8%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$272K
Wells Fargo
5
Wells Fargo
California
$220K -$3.56K -301 -2%
LPL Financial
6
LPL Financial
California
$216K -$9.41K -796 -4%
CAM
7
Cresset Asset Management
Illinois
$164K +$167K +14,100 New
RJA
8
Raymond James & Associates
Florida
$162K -$8.74K -740 -5%
Bank of America
9
Bank of America
North Carolina
$122K -$45.4K -3,845 -27%
CAN
10
Cetera Advisor Networks
California
$121K +$390 +33 +0.3%
Osaic Holdings
11
Osaic Holdings
Arizona
$96K -$31K -2,626 -24%
Morgan Stanley
12
Morgan Stanley
New York
$79K -$19.3K -1,629 -19%
S
13
Surevest
California
$20K
UBS Group
14
UBS Group
Switzerland
$17K -$7.59K -642 -30%
HI
15
Harbour Investments
Wisconsin
$13K +$12.7K +1,075 New
Carson Wealth (CWM LLC)
16
Carson Wealth (CWM LLC)
Nebraska
$5K +$4.63K +392 New
TRCT
17
Tower Research Capital (TRC)
New York
$1K -$1.09K -92 -48%
JMF
18
Johnson Midwest Financial
Iowa
$1K -$355 -30 -25%
AWS
19
AJ Wealth Strategies
New York
-$148K -11,950 Closed
CIA
20
Capital Investment Advisors
Georgia
-$127K -10,296 Closed
FAG
21
Fortitude Advisory Group
Washington
-$19K -1,500 Closed
MCC
22
Money Concepts Capital
Florida
-$4K -341 Closed