|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$17.5M
|
+$237K
|
+16,190
|
+1%
|
|
|
2
|
1607 Capital Partners
Richmond,
Virginia
|
$10M
|
–
|
–
|
–
|
|
|
3
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$840K
|
+$264
|
+18
|
+0%
|
|
|
4
|
Saba Capital Management
New York
|
$474K
|
-$24.8K
|
-1,693
|
-5%
|
|
|
5
|
City of London Investment Management
London,
United Kingdom
|
$381K
|
+$396K
|
+27,033
|
New
|
|
|
6
|
|
$272K
|
-$36.5K
|
-2,491
|
-11%
|
|
|
7
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$232K
|
-$11.4K
|
-780
|
-5%
|
|
|
8
|
Raymond James & Associates
St Petersburg,
Florida
|
$211K
|
+$1.67K
|
+114
|
+0.8%
|
|
|
9
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$106K
|
-$22K
|
-1,500
|
-17%
|
|
|
10
|
Bank of America
Charlotte,
North Carolina
|
$91K
|
-$172K
|
-11,767
|
-65%
|
|
|
11
|
|
$91K
|
–
|
–
|
–
|
|
|
12
|
UBS Group
Zurich,
Switzerland
|
$91K
|
+$9.58K
|
+654
|
+11%
|
|
|
13
|
Wells Fargo
San Francisco,
California
|
$70K
|
-$73.3K
|
-5,000
|
-50%
|
|
|
14
|
SignatureFD
Atlanta,
Georgia
|
$48K
|
–
|
–
|
–
|
|
|
15
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$25K
|
+$454
|
+31
|
+2%
|
|
|
16
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$16K
|
–
|
–
|
–
|
|
|
17
|
American International Group
New York
|
$6K
|
+$103
|
+7
|
+2%
|
|
|
18
|
Tower Research Capital (TRC)
New York
|
$1K
|
+$1.47K
|
+100
|
New
|
|
|
19
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
–
|
-$976K
|
-65,773
|
Closed
|
|
|
20
|
Cornerstone Advisors
Asheville,
North Carolina
|
–
|
-$420K
|
-28,308
|
Closed
|
|
|
21
|
Stifel Financial
St. Louis,
Missouri
|
–
|
-$174K
|
-11,725
|
Closed
|
|
|
22
|
Brown Brothers Harriman & Co
New York
|
–
|
-$37K
|
-2,475
|
Closed
|
|
|
23
|
Creative Planning
Overland Park,
Kansas
|
–
|
-$24K
|
-1,626
|
Closed
|
|
