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FMY

First Trust Mortgage Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$16.2M -$111K -7,167 -0.7%
1CP
2
1607 Capital Partners
Virginia
$10.4M +$1.2M +77,100 +13%
SCM
3
Saba Capital Management
New York
$1.11M +$271K +17,458 +31%
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$933K -$357K -22,979 -27%
CA
5
Cornerstone Advisors
North Carolina
$623K -$45.1K -2,901 -7%
Bank of America
6
Bank of America
North Carolina
$512K +$32K +2,057 +6%
DA
7
Doliver Advisors
Texas
$325K +$164K +10,565 +97%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$280K -$39.9K -2,570 -12%
Morgan Stanley
9
Morgan Stanley
New York
$274K -$11.9K -769 -4%
RJA
10
Raymond James & Associates
Florida
$256K +$1.57K +101 +0.6%
Stifel Financial
11
Stifel Financial
Missouri
$251K
Wells Fargo
12
Wells Fargo
California
$241K +$62.6K +4,027 +34%
U
13
UBS
Switzerland
$119K +$40.2K +2,590 +49%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$76K
S
15
SignatureFD
Georgia
$51K
BBHC
16
Brown Brothers Harriman & Co
New York
$37K
Creative Planning
17
Creative Planning
Kansas
$25K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$17K
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$16K -$7.77K -500 -31%
AIG
20
American International Group
New York
$6.12K +$1.62K +104 +35%
NFG
21
Next Financial Group
Texas
$2K
TRCT
22
Tower Research Capital (TRC)
New York
-$2K -100 Closed