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FMY

First Trust Mortgage Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$17.1M +$328K +20,598 +2%
1CP
2
1607 Capital Partners
Virginia
$9.65M +$2.2M +138,345 +29%
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$1.34M -$69.1K -4,343 -5%
SCM
4
Saba Capital Management
New York
$886K +$7.95K +500 +0.9%
CA
5
Cornerstone Advisors
North Carolina
$701K -$114K -7,173 -14%
Bank of America
6
Bank of America
North Carolina
$504K +$42.6K +2,677 +9%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$334K -$84.5K -5,315 -20%
Morgan Stanley
8
Morgan Stanley
New York
$300K +$1.22K +77 +0.4%
RJA
9
Raymond James & Associates
Florida
$266K +$11.1K +700 +4%
Stifel Financial
10
Stifel Financial
Missouri
$263K
Wells Fargo
11
Wells Fargo
California
$189K -$48 -3 -0%
DA
12
Doliver Advisors
Texas
$173K -$104K -6,511 -37%
U
13
UBS
Switzerland
$84K +$3.21K +202 +4%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$79K
S
15
SignatureFD
Georgia
$54K
BBHC
16
Brown Brothers Harriman & Co
New York
$39K
Creative Planning
17
Creative Planning
Kansas
$26K -$3.2K -201 -11%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$26K
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$17K
AIG
20
American International Group
New York
$4.76K +$3.24K +204 +213%
TRCT
21
Tower Research Capital (TRC)
New York
$2K +$1.59K +100 New
NFG
22
Next Financial Group
Texas
$2K +$2.54K +160 New
TC
23
TFS Capital
Pennsylvania
-$180K -11,422 Closed
MA
24
MUFG Americas
New York
-$16K -998 Closed