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FMY

First Trust Mortgage Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$20.6M +$2.01M +138,422 +11%
1CP
2
1607 Capital Partners
Virginia
$8.14M -$2.22M -152,923 -21%
IA
3
Icon Advisers
Colorado
$3.11M +$94.8K +6,530 +3%
LPL Financial
4
LPL Financial
California
$837K +$235K +16,169 +39%
CAN
5
Cetera Advisor Networks
California
$794K +$400K +27,525 +100%
Wells Fargo
6
Wells Fargo
California
$529K +$370K +25,495 +229%
SCM
7
Saba Capital Management
New York
$489K
Morgan Stanley
8
Morgan Stanley
New York
$416K +$113K +7,783 +37%
RJA
9
Raymond James & Associates
Florida
$239K -$1.31K -90 -0.5%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$216K
UBS Group
11
UBS Group
Switzerland
$123K +$52.2K +3,596 +73%
Bank of America
12
Bank of America
North Carolina
$72K +$27K +1,863 +60%
IA
13
IFP Advisors
Florida
$53K -$10.5K -723 -17%
Citigroup
14
Citigroup
New York
$48K
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$43K
PSUF
16
People's United Financial
Connecticut
$40K
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$37K
Creative Planning
18
Creative Planning
Kansas
$24K
AG
19
Advisor Group
Arizona
$18K -$10.8K -742 -37%
FHA
20
First Horizon Advisors
Tennessee
$9K +$10.2K +704 New
NFG
21
Next Financial Group
Texas
$2K +$2.32K +160 New
TRCT
22
Tower Research Capital (TRC)
New York
-$1K -69 Closed