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FMY

First Trust Mortgage Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$18.5M +$2.6M +173,125 +16%
1CP
2
1607 Capital Partners
Virginia
$10.3M +$108K +7,200 +1%
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$894K -$21.9K -1,460 -2%
SCM
4
Saba Capital Management
New York
$872K -$219K -14,622 -20%
CA
5
Cornerstone Advisors
North Carolina
$531K -$82.6K -5,508 -13%
Bank of America
6
Bank of America
North Carolina
$478K -$25.2K -1,683 -5%
Morgan Stanley
7
Morgan Stanley
New York
$305K +$36.5K +2,431 +13%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$256K -$19.3K -1,285 -7%
RJA
9
Raymond James & Associates
Florida
$218K -$32.9K -2,192 -13%
Stifel Financial
10
Stifel Financial
Missouri
$188K -$59.6K -3,975 -24%
Wells Fargo
11
Wells Fargo
California
$130K -$107K -7,131 -45%
Citigroup
12
Citigroup
New York
$96K +$96.8K +6,451 New
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$74K
UBS Group
14
UBS Group
Switzerland
$70K +$70.5K +4,696 New
S
15
SignatureFD
Georgia
$51K
BBHC
16
Brown Brothers Harriman & Co
New York
$37K
Creative Planning
17
Creative Planning
Kansas
$24K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$16K
AIG
19
American International Group
New York
$6.11K +$105 +7 +2%
DA
20
Doliver Advisors
Texas
-$325K -21,485 Closed
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
-$16K -1,100 Closed
NFG
22
Next Financial Group
Texas
-$2K -160 Closed