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FMY

First Trust Mortgage Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$22.6M +$633K +46,764 +3%
1CP
2
1607 Capital Partners
Virginia
$5.53M -$331K -24,400 -6%
ACP
3
Aviance Capital Partners
Florida
$728K +$157K +11,555 +27%
Wells Fargo
4
Wells Fargo
California
$438K -$691K -51,012 -61%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$399K +$403K +29,740 New
IWM
6
IHT Wealth Management
Illinois
$222K +$224K +16,560 New
LPL Financial
7
LPL Financial
California
$202K -$3.86K -285 -2%
RJA
8
Raymond James & Associates
Florida
$194K +$35.7K +2,634 +22%
CIA
9
Capital Investment Advisors
Georgia
$191K -$29K -2,141 -13%
MFW
10
Meristem Family Wealth
Minnesota
$189K +$191K +14,100 New
AWS
11
AJ Wealth Strategies
New York
$160K
Bank of America
12
Bank of America
North Carolina
$159K -$44.2K -3,264 -22%
CAN
13
Cetera Advisor Networks
California
$152K +$230 +17 +0.2%
Morgan Stanley
14
Morgan Stanley
New York
$76K -$150K -11,059 -66%
Osaic Holdings
15
Osaic Holdings
Arizona
$25K
HI
16
Harbour Investments
Wisconsin
$22K +$22K +1,625 New
UBS Group
17
UBS Group
Switzerland
$15K -$4.01K -296 -22%
JMF
18
Johnson Midwest Financial
Iowa
$2K
KA
19
Kovack Advisors
Florida
-$342K -24,550 Closed
KWM
20
Kingsview Wealth Management
Oregon
-$144K -10,361 Closed
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
-$23K -1,620 Closed
D
22
Diversified
Delaware
-$8K -613 Closed