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FMY

First Trust Mortgage Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$21.3M +$1.25M +106,487 +6%
1CP
2
1607 Capital Partners
Virginia
$3.84M -$68K -5,800 -2%
ACP
3
Aviance Capital Partners
Florida
$975K -$19.2K -1,634 -2%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$264K
LPL Financial
5
LPL Financial
California
$210K +$973 +83 +0.4%
Wells Fargo
6
Wells Fargo
California
$172K -$42.5K -3,623 -19%
CAM
7
Cresset Asset Management
Illinois
$159K
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$117K +$122K +10,421 New
Osaic Holdings
9
Osaic Holdings
Arizona
$99K +$5.86K +500 +6%
Morgan Stanley
10
Morgan Stanley
New York
$81K +$4.79K +409 +6%
Bank of America
11
Bank of America
North Carolina
$56K -$64.9K -5,535 -53%
UBS Group
12
UBS Group
Switzerland
$26K +$9.81K +837 +56%
S
13
Surevest
California
$19K
HI
14
Harbour Investments
Wisconsin
$13K
Carson Wealth (CWM LLC)
15
Carson Wealth (CWM LLC)
Nebraska
$4K
MCC
16
Money Concepts Capital
Florida
$4K +$4.12K +351 New
JMF
17
Johnson Midwest Financial
Iowa
$1K
RJA
18
Raymond James & Associates
Florida
-$162K -13,876 Closed
CAN
19
Cetera Advisor Networks
California
-$121K -10,401 Closed
TRCT
20
Tower Research Capital (TRC)
New York
-$1K -100 Closed
Rockefeller Capital Management
21
Rockefeller Capital Management
New York
+$106 +9 New