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First Trust Multi Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.82M +$1.01M +21,673 +17%
IFC Holdings
2
IFC Holdings
Florida
$3.3M +$208K +4,460 +7%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$3.18M +$2M +43,053 +160%
Goldman Sachs
4
Goldman Sachs
New York
$2.58M – – –
JP Morgan Chase
5
JP Morgan Chase
New York
$1.97M -$311K -6,680 -13%
LPL Financial
6
LPL Financial
California
$1.31M -$3.91K -84 -0.3%
Wells Fargo
7
Wells Fargo
California
$1.26M +$749K +16,095 +140%
Bank of America
8
Bank of America
North Carolina
$1.26M -$266K -5,705 -17%
Detwiler Fenton Investment Management
9
Detwiler Fenton Investment Management
Massachusetts
$1.11M -$698 -15 -0.1%
SG Americas Securities
10
SG Americas Securities
New York
$728K +$456K +9,800 +158%
UBS
11
UBS
Switzerland
$597K -$18.6K -399 -3%
Prospera Financial Services
12
Prospera Financial Services
Texas
$528K +$540K +11,600 New
SNS Financial Group
13
SNS Financial Group
Minnesota
$488K +$111K +2,385 +29%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$460K +$71.4K +1,535 +18%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$404K +$167K +3,581 +68%
HL Financial Services
16
HL Financial Services
Kentucky
$205K +$210K +4,511 New
Ladenburg Thalmann Financial Services
17
Ladenburg Thalmann Financial Services
Florida
$201K +$155K +3,336 +310%
WA
18
WFG Advisors
Texas
$176K +$42.2K +906 +31%
D.A. Davidson & Co
19
D.A. Davidson & Co
Montana
$109K – – –
American International Group
20
American International Group
New York
$103K +$57.1K +1,227 +119%
Deutsche Bank
21
Deutsche Bank
Germany
$100K – – –
Regal Investment Advisors
22
Regal Investment Advisors
Michigan
$38K – – –
Next Financial Group
23
Next Financial Group
Texas
$35K – – –
GSC
24
Ground Swell Capital
South Carolina
$26K +$24.3K +523 +1,046%
Citigroup
25
Citigroup
New York
$20K – – –