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icono de FAD

First Trust Multi Cap Growth AlphaDEX Fund
FAD

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 6.82 M +USD 1.01 M +21,673 +17%
IFC Holdings
2
IFC Holdings
Florida
USD 3.3 M +USD 208 k +4,460 +7%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
USD 3.18 M +USD 2 M +43,053 +160%
Goldman Sachs
4
Goldman Sachs
New York
USD 2.58 M – – –
JP Morgan Chase
5
JP Morgan Chase
New York
USD 1.97 M -USD 311 k -6,680 -13%
LPL Financial
6
LPL Financial
California
USD 1.31 M -USD 3.91 k -84 -0.3%
Wells Fargo
7
Wells Fargo
California
USD 1.26 M +USD 749 k +16,095 +140%
Bank of America
8
Bank of America
North Carolina
USD 1.26 M -USD 266 k -5,705 -17%
Detwiler Fenton Investment Management
9
Detwiler Fenton Investment Management
Massachusetts
USD 1.11 M -USD 698 -15 -0.1%
SG Americas Securities
10
SG Americas Securities
New York
USD 728 k +USD 456 k +9,800 +158%
UBS
11
UBS
Switzerland
USD 597 k -USD 18.6 k -399 -3%
Prospera Financial Services
12
Prospera Financial Services
Texas
USD 528 k +USD 540 k +11,600 Nuevas
SNS Financial Group
13
SNS Financial Group
Minnesota
USD 488 k +USD 111 k +2,385 +29%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
USD 460 k +USD 71.4 k +1,535 +18%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
USD 404 k +USD 167 k +3,581 +68%
HL Financial Services
16
HL Financial Services
Kentucky
USD 205 k +USD 210 k +4,511 Nuevas
Ladenburg Thalmann Financial Services
17
Ladenburg Thalmann Financial Services
Florida
USD 201 k +USD 155 k +3,336 +310%
WA
18
WFG Advisors
Texas
USD 176 k +USD 42.2 k +906 +31%
D.A. Davidson & Co
19
D.A. Davidson & Co
Montana
USD 109 k – – –
American International Group
20
American International Group
New York
USD 103 k +USD 57.1 k +1,227 +119%
Deutsche Bank
21
Deutsche Bank
Germany
USD 100 k – – –
Regal Investment Advisors
22
Regal Investment Advisors
Michigan
USD 38 k – – –
Next Financial Group
23
Next Financial Group
Texas
USD 35 k – – –
GSC
24
Ground Swell Capital
South Carolina
USD 26 k +USD 24.3 k +523 +1,046%
Citigroup
25
Citigroup
New York
USD 20 k – – –
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