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icono de FAD

First Trust Multi Cap Growth AlphaDEX Fund
FAD

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 5.6 M +USD 859 k +17,037 +17%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
USD 5.44 M +USD 5.72 M +113,420 +7,243%
IFC Holdings
3
IFC Holdings
Florida
USD 3.29 M -USD 263 k -5,204 -7%
Goldman Sachs
4
Goldman Sachs
New York
USD 2.69 M – – –
UBS Group
5
UBS Group
Switzerland
USD 2.32 M +USD 1.72 M +34,134 +230%
Jane Street
6
Jane Street
New York
USD 2.09 M +USD 1.83 M +36,182 +456%
LPL Financial
7
LPL Financial
California
USD 1.74 M +USD 89.7 k +1,779 +5%
Wells Fargo
8
Wells Fargo
California
USD 1.63 M +USD 1.35 M +26,681 +340%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
USD 1.57 M +USD 224 k +4,445 +15%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
USD 1.22 M +USD 81.1 k +1,608 +7%
Bank of America
11
Bank of America
North Carolina
USD 1.13 M +USD 807 k +15,995 +202%
Raymond James Financial Services Advisors
12
Raymond James Financial Services Advisors
Florida
USD 1.08 M +USD 1.15 M +22,746 Nuevas
Prospera Financial Services
13
Prospera Financial Services
Texas
USD 405 k -USD 97.1 k -1,925 -18%
Stifel Financial
14
Stifel Financial
Missouri
USD 367 k +USD 47.4 k +940 +14%
Private Advisor Group
15
Private Advisor Group
New Jersey
USD 354 k +USD 44.4 k +880 +13%
Citadel Advisors
16
Citadel Advisors
Florida
USD 336 k +USD 358 k +7,097 Nuevas
WA
17
WFG Advisors
Texas
USD 133 k +USD 2.07 k +41 +1%
D.A. Davidson & Co
18
D.A. Davidson & Co
Montana
USD 123 k – – –
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
USD 94 k – – –
Ladenburg Thalmann Financial Services
20
Ladenburg Thalmann Financial Services
Florida
USD 62 k -USD 56.2 k -1,114 -46%
Regal Investment Advisors
21
Regal Investment Advisors
Michigan
USD 41 k – – –
Next Financial Group
22
Next Financial Group
Texas
USD 36 k – – –
Fifth Third Bancorp
23
Fifth Third Bancorp
Ohio
USD 29 k – – –
Citigroup
24
Citigroup
New York
USD 29 k +USD 3.38 k +67 +12%
FIG
25
Fusion Investment Group
Pennsylvania
USD 22 k +USD 23.7 k +469 Nuevas
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