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First Trust Multi Cap Growth AlphaDEX Fund
FAD

Name Holding Trade Value Shares
Change 		Change in
Stake
RJFSA
1
Raymond James Financial Services Advisors
Florida
$9.75M +$1.15M +10,971 +13%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$7.87M +$148K +1,418 +2%
LPL Financial
3
LPL Financial
California
$6.9M +$337K +3,214 +5%
Morgan Stanley
4
Morgan Stanley
New York
$5.75M +$18K +172 +0.3%
Goldman Sachs
5
Goldman Sachs
New York
$5.5M -$5.24M -50,000 -48%
GFA
6
Gallagher Fiduciary Advisors
Illinois
$4.98M +$145K +1,388 +3%
PFA
7
Plotkin Financial Advisors
Maryland
$4.65M +$26.2K +250 +0.5%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$3.99M -$251K -2,396 -6%
Truist Financial
9
Truist Financial
North Carolina
$3.92M -$167K -1,595 -4%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$3.34M -$511K -4,879 -13%
KIG
11
Kowal Investment Group
Wisconsin
$2.74M -$7.12K -68 -0.2%
HI
12
Harbour Investments
Wisconsin
$2.68M -$42K -401 -1%
Bank of America
13
Bank of America
North Carolina
$2.68M -$11K -105 -0.4%
WMP
14
Wealth Management Partners
Arizona
$2.21M +$2.31M +22,103 New
DADC
15
D.A. Davidson & Co
Montana
$1.97M -$153K -1,465 -7%
RJA
16
Raymond James & Associates
Florida
$1.94M -$47.7K -456 -2%
Wells Fargo
17
Wells Fargo
California
$1.55M -$838 -8 -0.1%
PAG
18
Private Advisor Group
New Jersey
$1.34M -$89.4K -854 -6%
SFPG
19
Stonebridge Financial Planning Group
Florida
$1.32M -$28.8K -275 -2%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$1.13M +$2.51K +24 +0.2%
6F
21
626 Financial
Michigan
$1.12M -$19.4K -185 -2%
RFWA
22
RPg Family Wealth Advisory
Massachusetts
$1.06M +$1.11M +10,619 New
UBS Group
23
UBS Group
Switzerland
$766K +$3.46K +33 +0.4%
IA
24
IFP Advisors
Florida
$725K -$524 -5 -0.1%
Osaic Holdings
25
Osaic Holdings
Arizona
$705K +$91.3K +872 +14%
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