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First Trust Multi Cap Growth AlphaDEX Fund
FAD

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$47.6M +$14.4M +93,900 +46%
Wells Fargo
2
Wells Fargo
California
$20.9M +$986K +6,441 +5%
LPL Financial
3
LPL Financial
California
$20.3M +$3.76M +24,559 +24%
Raymond James Financial
4
Raymond James Financial
Florida
$18.9M -$2.59M -16,905 -13%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$9.5M -$922K -6,026 -9%
Truist Financial
6
Truist Financial
North Carolina
$8.21M +$379K +2,478 +5%
Goldman Sachs
7
Goldman Sachs
New York
$8.03M -$286K -1,870 -4%
Osaic Holdings
8
Osaic Holdings
Arizona
$7.52M +$6.69M +43,734 +947%
PFA
9
Plotkin Financial Advisors
Maryland
$7.33M +$4.59K +30 +0.1%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$5.69M +$781K +5,105 +17%
RFWA
11
RPg Family Wealth Advisory
Massachusetts
$5.24M +$17.8K +116 +0.4%
Bank of America
12
Bank of America
North Carolina
$4.87M -$208K -1,361 -4%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$4.35M +$299K +1,957 +8%
SIM
14
Synergy Investment Management
Florida
$4.22M +$4.02M +26,270 New
Creative Planning
15
Creative Planning
Kansas
$4.08M -$367K -2,397 -9%
WMP
16
Wealth Management Partners
Arizona
$3.97M +$108K +705 +3%
GWM
17
Geneos Wealth Management
Colorado
$3.47M +$156K +1,020 +5%
Citadel Advisors
18
Citadel Advisors
Florida
$3.21M +$2.67M +17,431 +676%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$2.65M +$268K +1,751 +12%
PAG
20
Private Advisor Group
New Jersey
$2.27M +$21K +137 +1%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$2.27M -$17.9K -117 -0.8%
WWA
22
WCG Wealth Advisors
Nevada
$2.23M +$31.1K +203 +1%
UBS Group
23
UBS Group
Switzerland
$2.03M -$232K -1,513 -11%
Jones Financial Companies
24
Jones Financial Companies
Missouri
$1.99M +$199K +1,300 +12%
Stifel Financial
25
Stifel Financial
Missouri
$1.77M +$34.1K +223 +2%
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