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First Trust Multi Cap Growth AlphaDEX Fund
FAD

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11M +$4.22M +59,756 +64%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$11M +$7.71M +109,179 +250%
WFWM
3
Wechter Feldman Wealth Management
New Jersey
$9.03M +$8.83M +125,073 New
LPL Financial
4
LPL Financial
California
$8.09M +$1.61M +22,757 +25%
Bank of America
5
Bank of America
North Carolina
$4.4M -$921K -13,042 -18%
CA
6
Cetera Advisors
Colorado
$4.4M +$4.08M +57,793 +1,834%
IA
7
IFP Advisors
Florida
$3.95M +$812K +11,499 +27%
UBS Group
8
UBS Group
Switzerland
$3.69M -$339K -4,806 -9%
Wells Fargo
9
Wells Fargo
California
$3.35M +$685K +9,702 +26%
Jane Street
10
Jane Street
New York
$3.06M +$2.59M +36,640 +638%
BTS
11
BB&T Securities
Virginia
$2.47M +$106K +1,502 +5%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$2.22M -$41.6K -589 -2%
RFWA
13
RPg Family Wealth Advisory
Massachusetts
$1.63M +$3.53K +50 +0.2%
KWM
14
Kingsview Wealth Management
Oregon
$1.47M – – –
RJA
15
Raymond James & Associates
Florida
$1.43M +$120K +1,697 +9%
Stifel Financial
16
Stifel Financial
Missouri
$1.07M +$130K +1,845 +14%
MML Investors Services
17
MML Investors Services
Massachusetts
$872K +$39.7K +562 +5%
VWA
18
V Wealth Advisors
Kansas
$787K +$99.2K +1,404 +15%
WI
19
Wintrust Investments
Illinois
$654K -$10.2K -145 -2%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$617K +$249K +3,530 +70%
AG
21
Advisor Group
Arizona
$577K -$1.19M -16,802 -68%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$437K +$427K +6,051 New
1SB
23
1ST Source Bank
Indiana
$332K +$325K +4,605 New
VFA
24
Voya Financial Advisors
Connecticut
$302K – – –
PAG
25
Private Advisor Group
New Jersey
$278K +$272K +3,857 New
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