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First Trust Multi Cap Growth AlphaDEX Fund
FAD

Name Holding Trade Value Shares
Change 		Change in
Stake
RJFSA
1
Raymond James Financial Services Advisors
Florida
$11.8M -$4.65M -69,320 -26%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$9.12M +$7.39M +110,085 +274%
LPL Financial
3
LPL Financial
California
$9.12M +$1.07M +15,904 +12%
Morgan Stanley
4
Morgan Stanley
New York
$6.84M -$4.95M -73,707 -40%
Goldman Sachs
5
Goldman Sachs
New York
$6.45M +$3.37M +50,211 +91%
UBS Group
6
UBS Group
Switzerland
$4.56M +$1.1M +16,459 +28%
Wells Fargo
7
Wells Fargo
California
$3.55M +$132K +1,960 +4%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$2.71M +$61.8K +921 +2%
Citadel Advisors
9
Citadel Advisors
Florida
$2.48M +$2.75M +40,936 New
BTS
10
BB&T Securities
Virginia
$2.47M +$343K +5,116 +15%
IA
11
IFP Advisors
Florida
$2.29M -$155K -2,304 -6%
SFS
12
Sowell Financial Services
Arkansas
$2M -$10.5K -156 -0.5%
Bank of America
13
Bank of America
North Carolina
$1.97M -$3.12M -46,448 -59%
KWM
14
Kingsview Wealth Management
Oregon
$1.91M +$711K +10,595 +52%
RJA
15
Raymond James & Associates
Florida
$1.48M -$334K -4,971 -17%
RFWA
16
RPg Family Wealth Advisory
Massachusetts
$1.4M +$27.5K +409 +2%
MML Investors Services
17
MML Investors Services
Massachusetts
$1.32M -$3.15K -47 -0.2%
GIA
18
Gladstone Institutional Advisory
Florida
$1.04M +$1.14M +16,959 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1M +$467K +6,951 +74%
Stifel Financial
20
Stifel Financial
Missouri
$920K -$138K -2,059 -12%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$683K +$33.6K +500 +5%
VWA
22
V Wealth Advisors
Kansas
$669K -$89K -1,326 -11%
WI
23
Wintrust Investments
Illinois
$658K +$148K +2,202 +26%
NL
24
NWAM LLC
Washington
$597K +$653K +9,733 New
PAG
25
Private Advisor Group
New Jersey
$540K +$168K +2,505 +40%
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