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First Trust Multi Cap Growth AlphaDEX Fund
FAD

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$13.4M +$421K +3,330 +3%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$11.1M -$6.36M -50,262 -38%
LPL Financial
3
LPL Financial
California
$11.1M +$46.2K +365 +0.4%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$8.55M -$1.73M -13,705 -18%
Goldman Sachs
5
Goldman Sachs
New York
$7.34M – – –
PFA
6
Plotkin Financial Advisors
Maryland
$6.18M -$8.23K -65 -0.1%
Truist Financial
7
Truist Financial
North Carolina
$5.11M +$149K +1,181 +3%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$4.2M +$2.98M +23,518 +298%
Bank of America
9
Bank of America
North Carolina
$3.91M -$36.1K -285 -1%
KIG
10
Kowal Investment Group
Wisconsin
$3.59M -$41.3K -326 -1%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$3.53M -$1.55M -12,212 -32%
Wells Fargo
12
Wells Fargo
California
$3.4M +$781K +6,172 +32%
WMP
13
Wealth Management Partners
Arizona
$2.92M -$6.71K -53 -0.2%
PAG
14
Private Advisor Group
New Jersey
$2.23M +$83K +656 +4%
RJA
15
Raymond James & Associates
Florida
$2.08M -$20.1K -159 -1%
UBS Group
16
UBS Group
Switzerland
$1.95M +$38.5K +304 +2%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$1.94M +$381K +3,007 +26%
SAM
18
Synergy Asset Management
Washington
$1.92M +$1.82M +14,357 New
GWM
19
Geneos Wealth Management
Colorado
$1.7M +$78.3K +619 +5%
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$1.49M +$37.7K +298 +3%
RFWA
21
RPg Family Wealth Advisory
Massachusetts
$1.47M +$15.1K +119 +1%
SFPG
22
Stonebridge Financial Planning Group
Florida
$1.47M -$84K -664 -6%
FTS
23
Fifth Third Securities
Ohio
$1.38M -$22.5K -178 -2%
6F
24
626 Financial
Michigan
$1.27M – – –
IA
25
IFP Advisors
Florida
$935K -$2.53K -20 -0.3%
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