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First Trust Multi Cap Growth AlphaDEX Fund
FAD

Name Holding Trade Value Shares
Change 		Change in
Stake
RJFSA
1
Raymond James Financial Services Advisors
Florida
$13.2M +$2.07M +17,731 +20%
LPL Financial
2
LPL Financial
California
$10M -$3.85K -33 -0%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$9.81M -$282K -2,417 -3%
Morgan Stanley
4
Morgan Stanley
New York
$8.75M +$182K +1,559 +2%
Goldman Sachs
5
Goldman Sachs
New York
$6.84M – – –
PFA
6
Plotkin Financial Advisors
Maryland
$5.81M +$20K +171 +0.4%
Truist Financial
7
Truist Financial
North Carolina
$4.75M -$91.6K -784 -2%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$4.19M -$217K -1,861 -5%
Bank of America
9
Bank of America
North Carolina
$3.5M +$18.6K +159 +0.6%
KIG
10
Kowal Investment Group
Wisconsin
$3.41M +$17.9K +153 +0.6%
WMP
11
Wealth Management Partners
Arizona
$2.72M +$1.64K +14 +0.1%
RJA
12
Raymond James & Associates
Florida
$2.03M -$345K -2,954 -15%
PAG
13
Private Advisor Group
New Jersey
$2.03M +$56.5K +484 +3%
Wells Fargo
14
Wells Fargo
California
$1.99M +$168K +1,438 +10%
Citadel Advisors
15
Citadel Advisors
Florida
$1.71M +$1.6M +13,707 New
UBS Group
16
UBS Group
Switzerland
$1.7M +$257K +2,197 +19%
SFPG
17
Stonebridge Financial Planning Group
Florida
$1.49M -$81.2K -695 -5%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$1.46M -$830K -7,110 -38%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$1.44M -$115K -987 -8%
6F
20
626 Financial
Michigan
$1.35M -$9.22K -79 -0.7%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$1.31M +$1.23M +10,507 New
RFWA
22
RPg Family Wealth Advisory
Massachusetts
$1.3M +$17.2K +147 +1%
IA
23
IFP Advisors
Florida
$892K +$7.71K +66 +0.9%
AR
24
Apeiron RIA
Texas
$878K -$2.69K -23 -0.3%
Osaic Holdings
25
Osaic Holdings
Arizona
$769K +$46.5K +398 +7%
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