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First Trust Multi Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$38.5M -$10.9M -66,004 -21%
LPL Financial
2
LPL Financial
California
$31.5M +$12.1M +72,825 +58%
Wells Fargo
3
Wells Fargo
California
$27.8M +$6.31M +38,041 +28%
Raymond James Financial
4
Raymond James Financial
Florida
$14.9M -$7.46M -44,979 -32%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$9.67M +$463K +2,794 +5%
Goldman Sachs
6
Goldman Sachs
New York
$7.95M
Truist Financial
7
Truist Financial
North Carolina
$7.83M +$353K +2,130 +5%
Osaic Holdings
8
Osaic Holdings
Arizona
$7.24M -$527K -3,179 -7%
PFA
9
Plotkin Financial Advisors
Maryland
$7.1M -$39.8K -240 -0.5%
Bank of America
10
Bank of America
North Carolina
$6.6M +$1.87M +11,276 +37%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$5.44M +$412K +2,485 +8%
KAS
12
Kestra Advisory Services
Texas
$4.95M +$3.71M +22,355 +254%
RFWA
13
RPg Family Wealth Advisory
Massachusetts
$4.82M -$237K -1,428 -4%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$4.71M +$3.73M +22,508 +316%
Jones Financial Companies
15
Jones Financial Companies
Missouri
$4.58M +$2.03M +12,260 +71%
SIM
16
Synergy Investment Management
Florida
$4.53M +$342K +2,063 +8%
WS
17
Wedbush Securities
California
$3.98M -$195K -1,174 -4%
WMP
18
Wealth Management Partners
Arizona
$3.96M -$19.7K -119 -0.5%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$3.93M +$1.76M +10,594 +75%
Creative Planning
20
Creative Planning
Kansas
$3.87M -$170K -1,025 -4%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$3.74M +$1.83M +11,028 +88%
GWM
22
Geneos Wealth Management
Colorado
$3.72M +$240K +1,446 +7%
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$3.34M +$1.06M +6,383 +44%
UBS Group
24
UBS Group
Switzerland
$2.81M -$8.62K -52 -0.3%
PAG
25
Private Advisor Group
New Jersey
$2.25M +$663 +4 +0%