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First Trust Multi Cap Growth AlphaDEX Fund
FAD

Name Holding Trade Value Shares
Change 		Change in
Stake
RJFSA
1
Raymond James Financial Services Advisors
Florida
$16.4M +$3.33M +27,492 +26%
Morgan Stanley
2
Morgan Stanley
New York
$12M +$3.25M +26,812 +38%
LPL Financial
3
LPL Financial
California
$10.2M +$231K +1,905 +2%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$9.56M -$124K -1,021 -1%
Goldman Sachs
5
Goldman Sachs
New York
$6.76M – – –
PFA
6
Plotkin Financial Advisors
Maryland
$5.7M -$44.4K -366 -0.8%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$4.76M +$609K +5,027 +15%
Truist Financial
8
Truist Financial
North Carolina
$4.57M -$120K -986 -3%
Bank of America
9
Bank of America
North Carolina
$3.64M +$179K +1,479 +5%
KIG
10
Kowal Investment Group
Wisconsin
$3.35M -$23.8K -196 -0.7%
WMP
11
Wealth Management Partners
Arizona
$2.7M +$8.12K +67 +0.3%
Citadel Advisors
12
Citadel Advisors
Florida
$2.49M +$792K +6,533 +48%
Wells Fargo
13
Wells Fargo
California
$2.37M +$399K +3,292 +21%
PAG
14
Private Advisor Group
New Jersey
$1.97M -$28.1K -232 -1%
RJA
15
Raymond James & Associates
Florida
$1.94M -$62.2K -513 -3%
UBS Group
16
UBS Group
Switzerland
$1.76M +$76.1K +628 +5%
GWM
17
Geneos Wealth Management
Colorado
$1.49M +$744K +6,136 +103%
SFPG
18
Stonebridge Financial Planning Group
Florida
$1.43M -$39.4K -325 -3%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$1.41M -$26.1K -215 -2%
RFWA
20
RPg Family Wealth Advisory
Massachusetts
$1.34M +$60.4K +498 +5%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$1.34M +$41.5K +342 +3%
FTS
22
Fifth Third Securities
Ohio
$1.29M +$1.27M +10,505 New
6F
23
626 Financial
Michigan
$1.17M -$164K -1,349 -12%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$971K -$443K -3,654 -32%
IA
25
IFP Advisors
Florida
$864K -$17.5K -144 -2%
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