Gladstone Institutional Advisory’s First Trust Multi Cap Growth AlphaDEX Fund FAD Stock Holding History

Gladstone Institutional Advisory’s Portfolio FAD Stock Details FAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-16,795	Closed	-$1.2M	–	274
2019 Q1	$1.2M	Sell	16,795 -164	-1%	-$11.2K	0.44%	52
2018 Q4	$1.04M	Buy	+16,959	New	+$1.14M	0.61%	38

Other funds holding FAD

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Gladstone Institutional Advisory's FAD Position: Q2 2019 in Review

Gladstone Institutional Advisory sold out of First Trust Multi Cap Growth AlphaDEX Fund (FAD) in Q2 2019, closing a stake of 16,795 shares — an estimated $1.2M sold.

Gladstone Institutional Advisory first reported a position in FAD in Q4 2018 and held it in 2 quarters. The position peaked at $1.2M in Q1 2019. 42 funds tracked by Wall St. Rank hold FAD as of Q2 2019.

Gladstone Institutional Advisory reported no remaining First Trust Multi Cap Growth AlphaDEX Fund position as of Q2 2019 after selling out during the quarter.
Gladstone Institutional Advisory sold 16,795 First Trust Multi Cap Growth AlphaDEX Fund shares in Q2 2019, an estimated $1.2M.
Gladstone Institutional Advisory first reported a position in First Trust Multi Cap Growth AlphaDEX Fund in Q4 2018 and held it in 2 quarters.
Gladstone Institutional Advisory's First Trust Multi Cap Growth AlphaDEX Fund position peaked at $1.2M in Q1 2019.
42 funds tracked by Wall St. Rank held First Trust Multi Cap Growth AlphaDEX Fund as of Q2 2019.

Based on Gladstone Institutional Advisory's 13F filing for Q2 2019, filed 14 Aug 2019.