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ERC

Allspring Multi-Sector Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$21.4M +$695K +53,075 +3%
SIA
2
Sit Investment Associates
Minnesota
$19.6M -$1.96M -149,474 -9%
PPA
3
Parametric Portfolio Associates
Washington
$11.1M +$796K +60,801 +8%
Invesco
4
Invesco
Georgia
$11M +$2.55M +194,729 +30%
LCM
5
Laurion Capital Management
New York
$10.4M -$2.11M -160,874 -17%
SCM
6
Saba Capital Management
New York
$9.46M -$4.86M -371,034 -34%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$8.09M +$242K +18,504 +3%
VIA
8
Vident Investment Advisory
Georgia
$6.32M +$121K +9,227 +2%
Morgan Stanley
9
Morgan Stanley
New York
$4.51M +$359K +27,448 +9%
NL
10
NWAM LLC
Washington
$4.22M +$311K +23,748 +8%
Cohen & Steers
11
Cohen & Steers
New York
$3.72M
FFA
12
First Foundation Advisors
California
$3M +$327K +24,978 +12%
RJA
13
Raymond James & Associates
Florida
$2.75M +$231K +17,670 +9%
Bank of Montreal
14
Bank of Montreal
Ontario, Canada
$2.66M
Kovitz Investment Group Partners
15
Kovitz Investment Group Partners
Illinois
$2.54M -$49.6K -3,786 -2%
Bank of America
16
Bank of America
North Carolina
$2.22M +$559K +42,675 +34%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$2.08M +$95.9K +7,325 +5%
Ameriprise
18
Ameriprise
Minnesota
$2.02M +$234K +17,881 +13%
LCM
19
Landscape Capital Management
New Jersey
$1.86M +$914K +69,853 +96%
PVWM
20
Point View Wealth Management
New Jersey
$1.77M -$54.4K -4,152 -3%
GC
21
Guggenheim Capital
Illinois
$1.74M +$1.05M +80,225 +151%
SAM
22
Selway Asset Management
$1.34M -$8.71K -665 -0.6%
Stifel Financial
23
Stifel Financial
Missouri
$1.29M -$95.3K -7,281 -7%
CIA
24
Capital Investment Advisors
Georgia
$1.29M -$19.4K -1,483 -1%
AAM
25
Advisors Asset Management
Colorado
$1.14M -$90.7K -6,931 -7%