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ERC

Allspring Multi-Sector Income Fund
ERC

Name Holding Trade Value Shares
Change 		Change in
Stake
Invesco
1
Invesco
Georgia
$7.4M +$127K +11,057 +2%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$6.56M +$14.2K +1,238 +0.2%
Cohen & Steers
3
Cohen & Steers
New York
$4.12M +$196K +17,004 +5%
Ameriprise
4
Ameriprise
Minnesota
$3.79M -$2.16M -188,036 -38%
RJA
5
Raymond James & Associates
Florida
$3.64M +$202K +17,530 +6%
UBS Group
6
UBS Group
Switzerland
$3.41M -$150K -13,038 -4%
Morgan Stanley
7
Morgan Stanley
New York
$2.83M +$197K +17,129 +8%
NL
8
NWAM LLC
Washington
$2.76M -$199K -17,336 -7%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$2.5M +$103K +8,968 +5%
SFS
10
Shaker Financial Services
Virginia
$2.38M -$978K -85,074 -30%
Stifel Financial
11
Stifel Financial
Missouri
$2.01M -$158K -13,774 -8%
SIA
12
Sit Investment Associates
Minnesota
$1.47M +$570K +49,575 +69%
GC
13
Guggenheim Capital
Illinois
$1.46M -$736K -64,050 -35%
Osaic Holdings
14
Osaic Holdings
Arizona
$1.23M -$2.02M -175,610 -63%
PVWM
15
Point View Wealth Management
New Jersey
$1.09M -$30K -2,606 -3%
CIA
16
Capital Investment Advisors
Georgia
$1.03M -$2.9K -252 -0.3%
Bank of America
17
Bank of America
North Carolina
$1.02M -$72.8K -6,331 -7%
BFEC
18
Benjamin F. Edwards & Company
Missouri
$979K -$6.69K -582 -0.7%
SAM
19
Selway Asset Management
$741K -$16.7K -1,453 -2%
MAFM
20
Mid Atlantic Financial Management
Pennsylvania
$599K +$56.3K +4,900 +11%
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$575K +$48.7K +4,237 +10%
UCI
22
Uncommon Cents Investing
Wisconsin
$465K -$9.2K -800 -2%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$418K -$95.6K -8,315 -19%
LPL Financial
24
LPL Financial
California
$370K -$1.09K -95 -0.3%
IFG
25
Independent Financial Group
California
$359K -$14.9K -1,299 -4%
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