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ERC

Allspring Multi-Sector Income Fund
ERC

Name Holding Trade Value Shares
Change 		Change in
Stake
SCM
1
Saba Capital Management
New York
$44.4M -$38M -2,823,826 -46%
SIA
2
Sit Investment Associates
Minnesota
$26.5M -$13.5M -1,002,685 -34%
UBS Group
3
UBS Group
Switzerland
$20.6M +$1.11M +82,430 +6%
PPA
4
Parametric Portfolio Associates
Washington
$9.49M +$9.56M +711,048 New
Invesco
5
Invesco
Georgia
$9.47M +$761K +56,612 +9%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$6.87M +$1M +74,561 +17%
VIA
7
Vident Investment Advisory
Georgia
$5.78M +$875K +65,067 +18%
LCM
8
Laurion Capital Management
New York
$5.47M +$4.81M +357,390 +680%
Morgan Stanley
9
Morgan Stanley
New York
$4.2M +$1.04M +77,433 +33%
NL
10
NWAM LLC
Washington
$3.9M -$404K -30,030 -9%
Cohen & Steers
11
Cohen & Steers
New York
$3.68M +$92.8K +6,901 +3%
Bank of Montreal
12
Bank of Montreal
Ontario, Canada
$2.72M +$2.74M +204,000 New
Kovitz Investment Group Partners
13
Kovitz Investment Group Partners
Illinois
$2.66M -$1.24M -92,508 -32%
RJA
14
Raymond James & Associates
Florida
$2.62M -$3.19M -237,544 -55%
RCM
15
Rivernorth Capital Management
Florida
$2.56M -$17.4M -1,290,764 -87%
FFA
16
First Foundation Advisors
California
$2.36M -$990K -73,617 -29%
PVWM
17
Point View Wealth Management
New Jersey
$1.98M +$417 +31 +0%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$1.62M -$150K -11,148 -8%
Ameriprise
19
Ameriprise
Minnesota
$1.58M +$1.31M +97,552 +465%
Bank of America
20
Bank of America
North Carolina
$1.48M -$456K -33,890 -23%
Stifel Financial
21
Stifel Financial
Missouri
$1.41M -$21.4K -1,589 -1%
CIA
22
Capital Investment Advisors
Georgia
$1.4M -$545K -40,562 -28%
SAM
23
Selway Asset Management
$1.38M -$620K -46,094 -31%
AAM
24
Advisors Asset Management
Colorado
$1.3M -$76.2K -5,667 -5%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$815K -$198K -14,759 -19%
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