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ERC

Allspring Multi-Sector Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
1
Raymond James Financial Services Advisors
Florida
$21.4M +$18.5M +1,405,166 +799%
Invesco
2
Invesco
Georgia
$7.92M +$84.8K +6,441 +1%
RJA
3
Raymond James & Associates
Florida
$4.73M -$185K -14,071 -4%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$4.08M -$277K -21,017 -7%
Cohen & Steers
5
Cohen & Steers
New York
$4.04M -$1.63M -123,503 -29%
Morgan Stanley
6
Morgan Stanley
New York
$3.67M +$167K +12,689 +5%
Ameriprise
7
Ameriprise
Minnesota
$3.13M +$127K +9,629 +4%
SFS
8
Sowell Financial Services
Arkansas
$2.64M -$43.1K -3,269 -2%
Stifel Financial
9
Stifel Financial
Missouri
$2.41M +$100K +7,620 +4%
Osaic Holdings
10
Osaic Holdings
Arizona
$2.1M +$255K +19,365 +14%
UBS Group
11
UBS Group
Switzerland
$1.57M -$338K -25,694 -18%
Bank of America
12
Bank of America
North Carolina
$1.13M -$15.9K -1,205 -1%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$1.08M +$236K +17,882 +29%
BFEC
14
Benjamin F. Edwards & Company
Missouri
$1.07M -$47.1K -3,575 -4%
CIA
15
Capital Investment Advisors
Georgia
$1.04M -$37.2K -2,827 -4%
Fiera Capital (Canada)
16
Fiera Capital (Canada)
Quebec, Canada
$816K
NL
17
NWAM LLC
Washington
$808K +$393K +29,871 +100%
SAM
18
Selway Asset Management
$763K -$6.23K -473 -0.8%
UCI
19
Uncommon Cents Investing
Wisconsin
$519K
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$516K -$2K -152 -0.4%
IFG
21
Independent Financial Group
California
$445K +$72.7K +5,520 +20%
LPL Financial
22
LPL Financial
California
$437K +$17.2K +1,304 +4%
PAG
23
Private Advisor Group
New Jersey
$375K
LWP
24
Legacy Wealth Planning
Nevada
$345K -$19.8K -1,500 -6%
SPIA
25
Steward Partners Investment Advisory
New York
$289K +$96.1K +7,300 +52%