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ERC

Allspring Multi-Sector Income Fund
ERC

Name Holding Trade Value Shares
Change 		Change in
Stake
Invesco
1
Invesco
Georgia
$3.57M -$241K -25,978 -7%
RJA
2
Raymond James & Associates
Florida
$3.27M -$222K -23,993 -7%
Morgan Stanley
3
Morgan Stanley
New York
$2.75M -$19.8K -2,143 -0.8%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$2.61M -$102K -11,036 -4%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$2.09M +$56.9K +6,143 +3%
Ameriprise
6
Ameriprise
Minnesota
$2.01M -$712K -76,889 -27%
Stifel Financial
7
Stifel Financial
Missouri
$1.88M +$77.7K +8,393 +5%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.78M -$51.7K -5,578 -3%
SFS
9
Sowell Financial Services
Arkansas
$1.77M +$1.99K +215 +0.1%
Cohen & Steers
10
Cohen & Steers
New York
$1.41M – – –
Northwestern Mutual Wealth Management
11
Northwestern Mutual Wealth Management
Wisconsin
$1.39M +$11.2K +1,209 +0.9%
AAM
12
Advisors Asset Management
Colorado
$1.29M +$991K +107,047 +431%
Fiera Capital (Canada)
13
Fiera Capital (Canada)
Quebec, Canada
$1.11M +$55.9K +6,037 +6%
UBS Group
14
UBS Group
Switzerland
$966K -$29.1K -3,144 -3%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$930K -$41.8K -4,517 -5%
Bank of America
16
Bank of America
North Carolina
$725K +$5.18K +559 +0.8%
CIA
17
Capital Investment Advisors
Georgia
$624K -$33.6K -3,630 -5%
SAM
18
Selway Asset Management
$550K +$51.9K +5,600 +11%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$441K +$176 +19 +0%
NA
20
NewEdge Advisors
Louisiana
$418K -$4.63K -500 -1%
IFG
21
Independent Financial Group
California
$390K -$4.63K -500 -1%
UCI
22
Uncommon Cents Investing
Wisconsin
$379K +$3.01K +325 +0.8%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$356K -$10.5K -1,139 -3%
IAIM
24
International Assets Investment Management
Florida
$311K +$294K +31,694 New
LPL Financial
25
LPL Financial
California
$297K -$11.4K -1,227 -4%
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