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ERC

Allspring Multi-Sector Income Fund
ERC

Name Holding Trade Value Shares
Change 		Change in
Stake
Invesco
1
Invesco
Georgia
$7.55M -$63.8K -5,165 -0.8%
Cohen & Steers
2
Cohen & Steers
New York
$5.4M +$1.14M +92,497 +27%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$5.37M -$1.37M -111,205 -21%
RJA
4
Raymond James & Associates
Florida
$4.02M +$274K +22,176 +7%
Ameriprise
5
Ameriprise
Minnesota
$3.69M -$207K -16,721 -5%
Morgan Stanley
6
Morgan Stanley
New York
$3.11M +$193K +15,652 +7%
UBS Group
7
UBS Group
Switzerland
$3.05M -$464K -37,536 -13%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$2.62M +$35.5K +2,873 +1%
SFS
9
Sowell Financial Services
Arkansas
$2.57M +$2.46M +199,466 New
Stifel Financial
10
Stifel Financial
Missouri
$2.14M +$73.5K +5,953 +4%
SFS
11
Shaker Financial Services
Virginia
$1.66M -$778K -62,988 -32%
NL
12
NWAM LLC
Washington
$1.56M -$1.26M -101,908 -45%
SIA
13
Sit Investment Associates
Minnesota
$1.51M – – –
Osaic Holdings
14
Osaic Holdings
Arizona
$1.41M +$136K +11,027 +11%
Bank of America
15
Bank of America
North Carolina
$1.04M -$11.8K -954 -1%
BFEC
16
Benjamin F. Edwards & Company
Missouri
$1.02M +$17.1K +1,388 +2%
CIA
17
Capital Investment Advisors
Georgia
$1.01M -$50.5K -4,087 -5%
GC
18
Guggenheim Capital
Illinois
$918K -$574K -46,488 -39%
MAFM
19
Mid Atlantic Financial Management
Pennsylvania
$794K +$175K +14,200 +29%
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$747K +$153K +12,399 +26%
SAM
21
Selway Asset Management
$745K -$17.5K -1,419 -2%
Fiera Capital (Canada)
22
Fiera Capital (Canada)
Quebec, Canada
$562K +$377K +30,528 +211%
UCI
23
Uncommon Cents Investing
Wisconsin
$479K – – –
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$430K +$222 +18 +0.1%
LPL Financial
25
LPL Financial
California
$404K +$22.9K +1,852 +6%
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